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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2025-10-31
UT RA APPROVED 2025-10-23
  • TX RA
    APPROVED_RES
    Since 2025-10-31
  • UT RA
    APPROVED
    Since 2025-10-23

Branch Locations

496 N 900 W, American Fork, UT 84003 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
1800Contacts Draper UT 08/2014 06/2017
Fidelity Brokerage Services, Llc American Fork UT 06/2017 09/2021
Fidelity Personal And Workspace Advisors American Fork UT 10/2019 09/2021
Tiaa Salt Lake City UT 09/2021 03/2025
Tiaa-Cref Individual & Institutional Services, Llc Salt Lake City UT 09/2021 03/2025
Merrill Lynch, Pierce, Fenner & Smith Incorporated West Jordan UT 09/2025 Present
Utah Rider Education Ogden UT 04/2025 10/2025
Salt Lake Community College Salt Lake City UT 01/2016 12/2016
Bank Of America, N.A. West Jordan UT 10/2025 Present
  • 08/2014 → 06/2017
    1800Contacts
    Draper, UT
  • 06/2017 → 09/2021
    Fidelity Brokerage Services, Llc
    American Fork, UT
  • 10/2019 → 09/2021
    Fidelity Personal And Workspace Advisors
    American Fork, UT
  • 09/2021 → 03/2025
    Tiaa
    Salt Lake City, UT
  • 09/2021 → 03/2025
    Salt Lake City, UT
  • 09/2025 → Present
    West Jordan, UT
  • 04/2025 → 10/2025
    Utah Rider Education
    Ogden, UT
  • 01/2016 → 12/2016
    Salt Lake Community College
    Salt Lake City, UT
  • 10/2025 → Present
    Bank Of America, N.A.
    West Jordan, UT
Previous Registrations
  • 2021-11-23 → 2025-01-31
    Honolulu, HI
    Irvine, CA
    Honolulu, HI
    Palo Alto, CA
    Honolulu, HI
    Salt Lake City, UT
    Lehi, UT
    Lehi, UT
  • 2019-10-28 → 2021-09-14
    Fidelity Personal And Workplace Advisors
    American Fork, UT
Other Businesses

I*2934294 Entity Type: Entity For Profit Name of OBA: Utah Rider Education Address: Utah, 84401 Investment Related: No Position, Title, Association: Employee Employee Start Date: 04/12/2025 Number of Hours: 12, Monthly Number of Hours during trading: 0, Monthly Duties: Part time employment teaching the MSF course to motorcycle riders. No more than 1 weekend per month teaching a class. I*2934295 Entity Type: Entity For Profit,Entity Publicly Traded Name of OBA: Door Dash Address: Utah, 84048 Investment Related: No Position, Title, Association: Employee Employee Start Date: 09/17/2025 Number of Hours: 3, Monthly Number of Hours during trading: 0, Monthly Duties: part time work (and maybe even zero hours depending on the month) zero expected responsibilities. I have the option to drive as a delivery driver whenever I like. .I*3150287, Entity Type, Profit,Name of OBA:AI Done 4U, LLC, Address:Saratoga Springs,Utah,84045 ,Investment Related:no, Position, Title, Association: Consultant/Independent Contractor,Employee Start Date:11/17/2025, No Hours:10 monthly, No Hours during 0 ,trading: Duties:AI Done 4U is a Utah-based LLC that offers Artificial Intelligence management for small business. They sell AI services and manage AI products to assist in overall efficiency of businesses.During weekends and very occasional evenings (will always be outside of market hours) to meet with small business owners and discuss their AI needs and offer AI 4U services.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2019-10-22
S63 Uniform Securities Agent State Law Examination 2017-07-29
  • S66 Uniform Combined State Law Examination
    2019-10-22
  • S63 Uniform Securities Agent State Law Examination
    2017-07-29
Other Names
  • Nathan Jay Garner
  • Nathan Garner
  • Nathan J Garner

View on SEC IAPD

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