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One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2025-10-31 |
| UT | RA | APPROVED | 2025-10-23 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| 1800Contacts | Draper | UT | 08/2014 | 06/2017 |
| Fidelity Brokerage Services, Llc | American Fork | UT | 06/2017 | 09/2021 |
| Fidelity Personal And Workspace Advisors | American Fork | UT | 10/2019 | 09/2021 |
| Tiaa | Salt Lake City | UT | 09/2021 | 03/2025 |
| Tiaa-Cref Individual & Institutional Services, Llc | Salt Lake City | UT | 09/2021 | 03/2025 |
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | West Jordan | UT | 09/2025 | Present |
| Utah Rider Education | Ogden | UT | 04/2025 | 10/2025 |
| Salt Lake Community College | Salt Lake City | UT | 01/2016 | 12/2016 |
| Bank Of America, N.A. | West Jordan | UT | 10/2025 | Present |
I*2934294 Entity Type: Entity For Profit Name of OBA: Utah Rider Education Address: Utah, 84401 Investment Related: No Position, Title, Association: Employee Employee Start Date: 04/12/2025 Number of Hours: 12, Monthly Number of Hours during trading: 0, Monthly Duties: Part time employment teaching the MSF course to motorcycle riders. No more than 1 weekend per month teaching a class. I*2934295 Entity Type: Entity For Profit,Entity Publicly Traded Name of OBA: Door Dash Address: Utah, 84048 Investment Related: No Position, Title, Association: Employee Employee Start Date: 09/17/2025 Number of Hours: 3, Monthly Number of Hours during trading: 0, Monthly Duties: part time work (and maybe even zero hours depending on the month) zero expected responsibilities. I have the option to drive as a delivery driver whenever I like. .I*3150287, Entity Type, Profit,Name of OBA:AI Done 4U, LLC, Address:Saratoga Springs,Utah,84045 ,Investment Related:no, Position, Title, Association: Consultant/Independent Contractor,Employee Start Date:11/17/2025, No Hours:10 monthly, No Hours during 0 ,trading: Duties:AI Done 4U is a Utah-based LLC that offers Artificial Intelligence management for small business. They sell AI services and manage AI products to assist in overall efficiency of businesses.During weekends and very occasional evenings (will always be outside of market hours) to meet with small business owners and discuss their AI needs and offer AI 4U services.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2019-10-22 |
| S63 | Uniform Securities Agent State Law Examination | 2017-07-29 |
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