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Emily A Claussen

Keating Financial Advisory Services

Manhattan, KS

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Current Employers
Keating Financial Advisory Services

1011 Poyntz Avenue, Manhattan, KS 66502 • United States

Current Registrations

AuthorityCategoryStatusDate
KS RA APPROVED 2022-12-22
  • KS RA
    APPROVED
    Since 2022-12-22

Branch Locations

1011 Poyntz Avenue, Manhattan, KS 66502 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Raymond James Financial Services Inc Manhattan KS 09/2014 07/2025
Keating Financial Advisory Services, Inc. Manhattan KS 12/2022 Present
Keating & Associates, Inc. Manhattan KS 07/2017 08/2022
  • 09/2014 → 07/2025
    Raymond James Financial Services Inc
    Manhattan, KS
  • 12/2022 → Present
    Keating Financial Advisory Services, Inc.
    Manhattan, KS
  • 07/2017 → 08/2022
    Keating & Associates, Inc.
    Manhattan, KS
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2022-01-08
  • S66 Uniform Combined State Law Examination
    2022-01-08
Designations
Other Names
  • Emily Wolters
  • Emily A Wolters

View on SEC IAPD

Other Firms

STIFEL, NICOLAUS & COMPANY, INCORPORATED
NO COAST FINANCIAL GROUP
CGN ADVISORS, LLC
CETERA INVESTMENT ADVISERS LLC
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC
STATE FARM INVESTMENT MANAGEMENT CORP.
THRIVENT INVESTMENT MANAGEMENT INC.
EDWARD JONES

Other Investors

CARLIN TODD MURPHY
ARTHUR JOSEPH KENNEDY
Skyler JaLynn Saunders
GREGORY CLAY BARRON
STUART JOSEPH HECKMAN
DANIEL EDWARD KING
JAMIE ANN BOSSE
Lindsay Ann Adams

Other Offices

STIFEL, NICOLAUS & COMPANY, INCORPORATED · MANHATTAN, KS
NO COAST FINANCIAL GROUP · MANHATTAN, KS
CGN ADVISORS, LLC · MANHATTAN, KS
CETERA INVESTMENT ADVISERS LLC · Manhatton, KS
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC · Manhattan, KS
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC · Manhattan, KS
STATE FARM INVESTMENT MANAGEMENT CORP. · Manhattan, KS
THRIVENT INVESTMENT MANAGEMENT INC. · MANHATTAN, KS

More in Manhattan, KS

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