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270 Park Avenue, New York, NY 10017 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2021-01-15 |
Branch Locations
8181 Communications Pkwy, Bldg A, Plano, TX 75024 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Td Ameritrade, Inc | Dallas | TX | 06/2017 | 11/2020 |
| Dallas Independant School District | Dallas | TX | 04/2016 | 09/2017 |
| Jpmorgan Chase Bank, N.A. | Plano | TX | 11/2020 | Present |
| J.P. Morgan Securities Llc | Plano | TX | 11/2020 | Present |
| Td Ameritrade Services Co., Inc | Dallas | TX | 06/2017 | 11/2020 |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2020-12-26 |
| S63 | Uniform Securities Agent State Law Examination | 2017-09-20 |
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