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Current Employers
Charles Schwab & Co., Inc.

425 Market Street 17Th Floor, San Francisco, CA 94105 • United States

Current Registrations

AuthorityCategoryStatusDate
MO RA APPROVED 2022-01-26
  • MO RA
    APPROVED
    Since 2022-01-26

Branch Locations

8455 Maryland Avenue Suite 100, Clayton, MO 63105-3646 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Digital Management Inc. Lincolnshire IL 05/2014 12/2016
Lindenwood University St. Charles MO 09/2016 05/2017
Morgan Street Brewery St. Louis MO 05/2017 09/2023
Lindenwood University St. Charles MO 08/2013 05/2017
Scottrade Saint Louis MO 07/2017 09/2023
Td Ameritrade, Inc. St Louis MO 02/2018 06/2024
Charles Schwab And Co., Inc. St Louis MO 06/2024 Present
  • 05/2014 → 12/2016
    Digital Management Inc.
    Lincolnshire, IL
  • 09/2016 → 05/2017
    Lindenwood University
    St. Charles, MO
  • 05/2017 → 09/2023
    Morgan Street Brewery
    St. Louis, MO
  • 08/2013 → 05/2017
    Lindenwood University
    St. Charles, MO
  • 07/2017 → 09/2023
    Scottrade
    Saint Louis, MO
  • 02/2018 → 06/2024
    Td Ameritrade, Inc.
    St Louis, MO
  • 06/2024 → Present
    Charles Schwab And Co., Inc.
    St Louis, MO
Previous Registrations
  • 2018-11-21 → 2023-09-07
    Td Ameritrade Investment Management, Llc
    St Louis, MO
    St Louis, MO
    Chesterfield, MO
    Clayton, MO
  • 2018-11-21 → 2022-10-14
    Td Ameritrade, Inc.
    St. Louis, MO
    St Louis, MO
    St Louis, MO
    Little Rock, AR
    Little Rock, AR
    Omaha, NE
    St Louis, MO
    Chesterfield, MO
    Clayton, MO
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2018-11-20
S63 Uniform Securities Agent State Law Examination 2017-10-05
  • S66 Uniform Combined State Law Examination
    2018-11-20
  • S63 Uniform Securities Agent State Law Examination
    2017-10-05

View on SEC IAPD

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