Best Investors Account Sign in
Current Employers
Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

AuthorityCategoryStatusDate
NJ RA APPROVED 2021-10-29
CO RA APPROVED 2021-10-28
MO RA APPROVED 2021-10-28
TX RA APPROVED 2021-08-30
NY RA APPROVED 2021-07-23
  • NJ RA
    APPROVED
    Since 2021-10-29
  • CO RA
    APPROVED
    Since 2021-10-28
  • MO RA
    APPROVED
    Since 2021-10-28
  • TX RA
    APPROVED
    Since 2021-08-30
  • NY RA
    APPROVED
    Since 2021-07-23

Branch Locations

299 Park Ave 26Th Floor, New York, NY 10171 • United States

1285 Avenue Of The Americas 38Th Floor, New York, NY 10019 • United States

Franklin Lakes, NJ • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated New York NY 07/2019 07/2021
Elon University Elon NY 09/2015 06/2019
Merrill Lynch New York NY 06/2017 08/2017
Btig New York NY 06/2018 07/2018
Bank Of America, N.A. New York NY 09/2019 07/2021
Ubs Financial Services New York NY 07/2021 Present
  • 07/2019 → 07/2021
    New York, NY
  • 09/2015 → 06/2019
    Elon University
    Elon, NY
  • 06/2017 → 08/2017
    Merrill Lynch
    New York, NY
  • 06/2018 → 07/2018
    Btig
    New York, NY
  • 09/2019 → 07/2021
    Bank Of America, N.A.
    New York, NY
  • 07/2021 → Present
    Ubs Financial Services
    New York, NY
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2019-10-31
  • S66 Uniform Combined State Law Examination
    2019-10-31
Other Names
  • Chris Kincade
  • Christopher Kincade

View on SEC IAPD

Other Firms

Other Investors

Other Offices

More in New York, NY

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor