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Steven Wallace Crawford

Ubs Financial Services Inc.

Pasadena, CA

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Current Employers
Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

AuthorityCategoryStatusDate
NV RA APPROVED 2023-06-15
HI RA APPROVED 2023-06-13
WA RA APPROVED 2023-06-09
CA RA APPROVED 2012-08-03
TX RA APPROVED_RES 2007-10-26
CO RA APPROVED 1999-01-01
  • NV RA
    APPROVED
    Since 2023-06-15
  • HI RA
    APPROVED
    Since 2023-06-13
  • WA RA
    APPROVED
    Since 2023-06-09
  • CA RA
    APPROVED
    Since 2012-08-03
  • TX RA
    APPROVED_RES
    Since 2007-10-26
  • CO RA
    APPROVED
    Since 1999-01-01

Branch Locations

251 South Lake Avenue 10Th Floor, Pasadena, CA 91101 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ubs Financial Services Inc Pasadena CA 07/2012 Present
Other Businesses

1. 77741 Tradition Dr. La Quinta CA, Second home with some rental income, Proprietor / owner, start date-1/1/2021, CA United States-92253

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1998-09-10
S65 Uniform Investment Adviser Law Examination 1998-09-10
  • S63 Uniform Securities Agent State Law Examination
    1998-09-10
  • S65 Uniform Investment Adviser Law Examination
    1998-09-10

View on SEC IAPD

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Other Offices

CMR CAPITAL MANAGEMENT, LLC · PASADENA, CA
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · PASADENA, CA
STRATEGY ASSET MANAGERS L.L.C. · PASADENA, CA
MML INVESTORS SERVICES, LLC · Pasadena, CA
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC · PASADENA, CA
NASDAQ DORSEY WRIGHT · Pasadena, CA
U.S. BANCORP ADVISORS, LLC · Pasadena, CA
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