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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| IN | RA | APPROVED | 2026-07-27 |
Branch Locations
109 E William Street, Kendallville, IN 46755 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Simplx Security | Fort Wayne | IN | 02/2014 | 07/2017 |
| Valic Financial Advisors, Inc. | Carmel | IN | 07/2017 | 07/2026 |
| Lpl Enterprise Llc | Kendallville | IN | 07/2026 | Present |
1. 07/17/2026 - Prudential Advisors - DBA for LPL Business (entity for LPL business) - Fort Wayne, IN – Inv Related – OBA Start Date: 07/09/2026 – 160 Hour(s)/Month – 160 Hour(s) During Trading” 2. 07/17/2026 - Jared Roush N/A Non-Variable Insurance - Non-Variable Insurance/Insurance Agency - Fort Wayne, IN – Inv Related – OBA Start Date: 07/09/2026 – 160 Hour(s)/Month – 160 Hour(s) During Trading”
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2018-03-27 |
| S63 | Uniform Securities Agent State Law Examination | 2017-09-06 |
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