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1345 Avenue Of The Americas, New York, NY 10105 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2022-08-01 |
| IN | RA | APPROVED | 2019-03-18 |
Branch Locations
113 North Main Street Suite 2, Kendallville, IN 46755 • United States
10201 N. Illinois Street Suite #300, Carmel, IN 46290 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Axa Advisors, Llc | New York | NY | 07/2016 | 06/2020 |
| Equitable Advisors, Llc | New York | NY | 07/2016 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2019-01-15 |
| S63 | Uniform Securities Agent State Law Examination | 2016-08-12 |
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