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Current Employers
Equitable Advisors, Llc

1345 Avenue Of The Americas, New York, NY 10105 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2019-08-12
IN RA APPROVED 2011-08-22
  • TX RA
    APPROVED_RES
    Since 2019-08-12
  • IN RA
    APPROVED
    Since 2011-08-22

Branch Locations

113 North Main Street Suite 2, Kendallville, IN 46755 • United States

970 Logan Street Suite 213, Noblesville, IN 46060 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Axa Advisors Llc New York NY 08/2011 06/2020
Equitable Advisors, Llc New York NY 08/2011 Present
Previous Registrations
  • 2009-11-13 → 2011-08-12
    Carmel, IN
    Indianapolis, IN
    Indianapolis, IN
    Indianapolis, IN
    Indianapolis, IN
    Indianapolis, IN
    Campbellsburg, IN
    Salem, IN
    New Albany, IN
    Pekin, IN
    Campbellsburg, IN
    New Albany, IN
    Pekin, IN
    Salem, IN
    Salem, IN
  • 2008-02-06 → 2009-11-13
    Natcity Investments, Inc.
    Salem, IN
    Pekin, IN
    New Albany, IN
    Campbellsburg, IN
    Salem, IN
  • 2007-12-04 → 2008-01-28
    Bloomington, IN
Other Businesses

1). Outside insurance appointments&#59; United Healthcare - Health Insuracne since 11/20164. Outside Insurance appointment - Health Benefits Inc.-Dental insurance since 11/20175. 2. Administrator or executor of an estate or trustee of a trust for a non-family or family member (revised 10/10/2015)

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2007-11-30
S63 Uniform Securities Agent State Law Examination 2004-08-23
  • S66 Uniform Combined State Law Examination
    2007-11-30
  • S63 Uniform Securities Agent State Law Examination
    2004-08-23

View on SEC IAPD

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