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1345 Avenue Of The Americas, New York, NY 10105 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2019-08-12 |
| IN | RA | APPROVED | 2011-08-22 |
Branch Locations
113 North Main Street Suite 2, Kendallville, IN 46755 • United States
970 Logan Street Suite 213, Noblesville, IN 46060 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Axa Advisors Llc | New York | NY | 08/2011 | 06/2020 |
| Equitable Advisors, Llc | New York | NY | 08/2011 | Present |
1). Outside insurance appointments; United Healthcare - Health Insuracne since 11/20164. Outside Insurance appointment - Health Benefits Inc.-Dental insurance since 11/20175. 2. Administrator or executor of an estate or trustee of a trust for a non-family or family member (revised 10/10/2015)
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2007-11-30 |
| S63 | Uniform Securities Agent State Law Examination | 2004-08-23 |
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