Benjamin David Shively

Employer firm

Ami Investment Management Inc CRD 106321

$964M regulatory AUM

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 01/2003 → 04/2021
  Lake City Bank
  Warsaw, IN
• 05/2021 → Present
  Ami Investment Management
  Kendallville, IN

Previous Registrations

• 2004-01-02 → 2005-12-01
  Cetera Investment Services Llc
  Warsaw, IN
• 2001-06-29 → 2003-01-03
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Carmel, IN

Exams

• S66 Uniform Combined State Law Examination
  1999-09-02

Designations

• Certified Financial Planner

Other Names

• Benjamin D Shively