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1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MN | RA | APPROVED | 2023-06-29 |
Branch Locations
120 Broadway Avenue S Suite 200, Wayzata, MN 55391 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Sterling Retirement Resources, Inc | Wayzata | MN | 07/2021 | Present |
| Deloitte | Minneapolis | MN | 09/2019 | 10/2021 |
| Bethel University | Arden Hills | MN | 08/2015 | 09/2019 |
| Us Bank | Minneapolis | MN | 05/2018 | 09/2018 |
| Birch Cove Group | Minneapolis | MN | 05/2017 | 09/2017 |
| Cetera Wealth Services, Llc | El Segundo | CA | 01/2022 | Present |
| Cetera Advisor Networks | El Segundo | CA | 10/2021 | 01/2022 |
| Cetera Investment Advisers Llc | Schaumburg | IL | 06/2023 | Present |
1. NAME OF OTHER BUSINESS: STERLING RETIREMENT RESOURCES, INC INVESTMENT RELATED: YES ADDRESS: SAME AS REGISTERED LOCATION NATURE OF BUSINESS: FINANCIAL SERVICES START DATE: 07/2021 POSITION/TITLE/RELATIONSHIP: FINANCIAL PROFESSIONAL, APX NUMBER OF HOURS PER WEEK: 40 APX NUMBER OF HOURS DURING TRADING HOURS: 40 BRIEF DESCRIPTION OF DUTIES: PROVIDE FINANCIAL SERVICES;
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2022-04-13 |
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