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1776 Pleasant Plain Rd., Fairfield, IA 52556-8757 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CT | RA | APPROVED | 2022-06-23 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Noble Capital Markets | Boca Raton | FL | 06/2017 | 08/2017 |
| Clemson University | Clemson | SC | 09/2015 | 08/2018 |
| Cambridge Investment Research, Inc. | Fairfield | IA | 12/2019 | Present |
| Cambridge Investment Research | Fairfield | IA | 12/2019 | Present |
| Sunshine Kleen Coin Laundry | Coral Gables | FL | 09/2018 | Present |
| Cambridge Investment Research Advisors, Inc. | Fairfield | IA | 06/2022 | Present |
1. CASSIDY FINANCIAL SERVICES, LLC, 1 Pasco Drive, East Windsor CT 06088, United States, 05/2020, Agent, DBA Name, INV REL, 160 HR/MO - 140 HR/MO TRADING
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2020-12-09 |
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