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Current Employers
Cambridge Investment Research Advisors, Inc.

1776 Pleasant Plain Rd., Fairfield, IA 52556-8757 • United States

Current Registrations

AuthorityCategoryStatusDate
CT RA APPROVED 2022-06-23
  • CT RA
    APPROVED
    Since 2022-06-23

Branch Locations

1 Pasco Dr, East Windsor, CT 06088 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Noble Capital Markets Boca Raton FL 06/2017 08/2017
Clemson University Clemson SC 09/2015 08/2018
Cambridge Investment Research, Inc. Fairfield IA 12/2019 Present
Cambridge Investment Research Fairfield IA 12/2019 Present
Sunshine Kleen Coin Laundry Coral Gables FL 09/2018 Present
Cambridge Investment Research Advisors, Inc. Fairfield IA 06/2022 Present
  • 06/2017 → 08/2017
    Noble Capital Markets
    Boca Raton, FL
  • 09/2015 → 08/2018
    Clemson University
    Clemson, SC
  • 12/2019 → Present
    Cambridge Investment Research, Inc.
    Fairfield, IA
  • 12/2019 → Present
    Cambridge Investment Research
    Fairfield, IA
  • 09/2018 → Present
    Sunshine Kleen Coin Laundry
    Coral Gables, FL
  • 06/2022 → Present
    Fairfield, IA
Other Businesses

1. CASSIDY FINANCIAL SERVICES, LLC, 1 Pasco Drive, East Windsor CT 06088, United States, 05/2020, Agent, DBA Name, INV REL, 160 HR/MO - 140 HR/MO TRADING

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2020-12-09
  • S66 Uniform Combined State Law Examination
    2020-12-09

View on SEC IAPD

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