Brian Charles Cassidy

Employer firm

Duncan Financial Planning Advisors CRD 309454

3 advisory clients

Reported services (Item 5G)

• Financial planning
• THIRD PARTY SOLICITOR AND THIRD PARTY SOLICITOR SUPERVISOR

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 05/2012 → Present
  Cambridge Investment Research, Inc
  Fairfield, IA
• 05/2012 → Present
  Cambridge Investment Research Advisors, Inc
  Fairfield, IA

Previous Registrations

• 2006-08-31 → 2012-05-07
  Tower Square Securities, Inc.
  Somers, CT
  Somers, CT
  Stoneham, MA
  Storrs, CT
  East Windsor, CT

Other Businesses

1)CASSIDY FINANCIAL SERVICES, LLC, 1 Pasco Drive, East Windsor CT 06088, United States, 07/01/2006, Owner, Insurance/Benefits/Human Resources, NIR, 160 HR/MO - 140 HR/MO TRADING 2)CASSIDY AND WELCH INVESTMENTS, LLC, 150 BURNHAM ST, SOUTH WINDSOR, CT 06074. BEGAN 10/1/07 AS PARTNER IN REAL ESTATE INVESTMENT- OWNING THE BUILDING WHERE A DAY CARE CENTER IS LOCATED, IN WHICH THE REP IS INVESTED. NOT INVESTMENT RELATED. DEVOTES 2 HR/YR- NONE DURING TRADING. 3)RISING STARS CHILD CARE, LLC, 150 BURNHAM ST., SOUTH WINDSOR, CT 06074. BEGAN 10/1/07 AS SILENT PARTNER IN CHILD CARE SERVICE CENTER. NOT INVESTMENT RELATED. 2 HR/YR- NONE DURING TRADING. 4)CASSIDY FINANCIAL GROUP, 1 PASCO DRIVE, EAST WINDSOR, CT 06088. BEGAN 9/1/11 AS PARTNER IN LLC WHICH OWNS THE BUILDING MY PRACTICE RUNS OUT OF, HOWEVER, RENEE WELCH IS THE DIRECTOR AND ACTIVE EMPLOYEE OF RISING STARS CHILD CARE AND CASSIDY AND WELCH INVESTMENTS AND HANDLES THE DAY TO DAY ACTIVITIES OF BOTH. NOT INVESTMENT RELATED. DEVOTES 2 HR/YR- NONE DURING TRADING.

Exams

• S66 Uniform Combined State Law Examination
  2006-02-13