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1776 Pleasant Plain Rd., Fairfield, IA 52556-8757 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CT | RA | APPROVED | 2020-10-16 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Cambridge Investment Research Inc. | Fairfield | IA | 08/2020 | Present |
| Cambridge Investment Research Advisors Inc. | Fairfield | IA | 09/2020 | Present |
| Enfield Public Schools | Enfield | CT | 08/2017 | Present |
| Plainville Public Schools | Plainville | CT | 08/2015 | 08/2017 |
| Cambridge Investment Research Inc. | Fairfield | IA | 02/2021 | Present |
1) CIRA / 1776 PLEASANT PLAIN RD, FAIRFIELD, IA / AS ADVISORY REP OF A RIA / INV REL / 20/WK - 20 TRADING 10/16/20 2) PERSANO & ASSOCIATES, LLC / 48 South Rd Unit 10, Somers CT / 3/2023 / DIRECTOR, ACCOUNTINGT / NIR / 10 HR/MO - 0 HR TRADING 3) SOMERS BOARD OF EDUCATION / 1 Vision Blvd, Somers CT / 11/2023 / BOARD MEMBER / NIR / 5 HR/MO - 0 HR TRADING 4) NORTHERN CONNECTICUT CHAMBER OF COMMERCE, 90 Elm St Suite 32, Enfield CT 06082, United States, 04/01/2024, Board Member, Board Member/Officer/Director/Committee Member/Board Trustee, NIR, 2 HR/MO - 2 HR TRADING 5) JAMES GALLOWAY, 1 Pasco Drive, East Windsor CT 06088, 08/2021, W2 EMPLOYEE, ADMIN, NIR, 40 HR/MO - 35 HR/MO TRADING.
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 2021-04-16 |
| S65 | Uniform Investment Adviser Law Examination | 2020-10-16 |
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