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Current Employers
Cambridge Investment Research Advisors, Inc.

1776 Pleasant Plain Rd., Fairfield, IA 52556-8757 • United States

Current Registrations

AuthorityCategoryStatusDate
CT RA APPROVED 2020-10-16
  • CT RA
    APPROVED
    Since 2020-10-16

Branch Locations

1 Pasco Dr., East Windsor, CT 06088 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Cambridge Investment Research Inc. Fairfield IA 08/2020 Present
Cambridge Investment Research Advisors Inc. Fairfield IA 09/2020 Present
Enfield Public Schools Enfield CT 08/2017 Present
Plainville Public Schools Plainville CT 08/2015 08/2017
Cambridge Investment Research Inc. Fairfield IA 02/2021 Present
  • 08/2020 → Present
    Cambridge Investment Research Inc.
    Fairfield, IA
  • 09/2020 → Present
    Fairfield, IA
  • 08/2017 → Present
    Enfield Public Schools
    Enfield, CT
  • 08/2015 → 08/2017
    Plainville Public Schools
    Plainville, CT
  • 02/2021 → Present
    Cambridge Investment Research Inc.
    Fairfield, IA
Other Businesses

1) CIRA / 1776 PLEASANT PLAIN RD, FAIRFIELD, IA / AS ADVISORY REP OF A RIA / INV REL / 20/WK - 20 TRADING 10/16/20 2) PERSANO & ASSOCIATES, LLC / 48 South Rd Unit 10, Somers CT / 3/2023 / DIRECTOR, ACCOUNTINGT / NIR / 10 HR/MO - 0 HR TRADING 3) SOMERS BOARD OF EDUCATION / 1 Vision Blvd, Somers CT / 11/2023 / BOARD MEMBER / NIR / 5 HR/MO - 0 HR TRADING 4) NORTHERN CONNECTICUT CHAMBER OF COMMERCE, 90 Elm St Suite 32, Enfield CT 06082, United States, 04/01/2024, Board Member, Board Member/Officer/Director/Committee Member/Board Trustee, NIR, 2 HR/MO - 2 HR TRADING 5) JAMES GALLOWAY, 1 Pasco Drive, East Windsor CT 06088, 08/2021, W2 EMPLOYEE, ADMIN, NIR, 40 HR/MO - 35 HR/MO TRADING.

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2021-04-16
S65 Uniform Investment Adviser Law Examination 2020-10-16
  • S63 Uniform Securities Agent State Law Examination
    2021-04-16
  • S65 Uniform Investment Adviser Law Examination
    2020-10-16
Other Names
  • Jt Galloway

View on SEC IAPD

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