Colt Richard Pierotti

Current Employers

Employment History

• 08/2013 → 06/2017
  Ole Miss
  Oxford, MS
• 06/2015 → 05/2017
  Roosters Bar And Grill
  Oxford, MS
• 06/2017 → 07/2017
  Remax
  Memphis, TN
• 07/2017 → 11/2022
  Ubs Financial Services Inc.
  Memphis, TN
• 11/2022 → 10/2024
  Ameriprise Financial Services, Llc
  Cordova, TN
• 10/2024 → Present
  Cambridge Investment Research, Inc.
  Fairfield, IA
• 10/2024 → Present
  Cambridge Investment Research Advisors, Inc.
  Fairfield, IA

Previous Registrations

• 2022-11-22 → 2024-10-17
  Ameriprise Financial Services, Llc
  Cordova, TN
  Collierville, TN
• 2019-04-17 → 2022-11-30
  Ubs Financial Services Inc.
  Memphis, TN

Other Businesses

1) DYNASTY WEALTH SOLUTIONS, 3106 Kirby Whitten Rd., Bartlett TN 38134, 10/16/2024, Board Member, Using a Trade Name / DBA, INV REL, 160 HR/MO, 120 HR/MO TRADING. 2) CIRA, 1776 PLEASANT PLAIN RD, FAIRFIELD, IA, AS ADVISORY REP OF A RIA, INV REL, 80 HR/MO - 40 HR/MO TRADING. 10/14/2024. 3) OX CAPITAL LLC, 3106 Kirby Whitten Rd, Bartlett TN 38134, United States, 07/14/2025, Owner, NIR, 2 HR/MO - 0 HR/MO TRADING 4) CK HORSE ENTERPRISES LLC, 1388 peyton parkway, collierville TN 38017, United States, 07/14/2025, Owner, NIR, 0 HR/MO - 0 HR/MO TRADING 5) GENERAL INSURANCE, 3106 Kirby Whitten, Bartlett TN 38134, United States, 11/11/2024, Investment Advisor Representative, Insurance/Benefits/Human Resources, NIR, 2 HR/MO - 2 HR/MO TRADING

Exams

• S66 Uniform Combined State Law Examination
  2019-04-16