Jeffrey Conrad Herman

Current Employers

State Farm Investment Management Corp.

One State Farm Plaza B-2, Bloomington, IL 61710-0001 • United States

Current Registrations

Authority	Category	Status	Date
OK	RA	APPROVED	2025-04-14
FL	RA	APPROVED	2024-12-06
AL	RA	APPROVED	2021-04-09
AR	RA	APPROVED	2019-09-05
MS	RA	APPROVED	2019-09-05
TN	RA	APPROVED	2019-01-15

OK RA
APPROVED

Since 2025-04-14
FL RA
APPROVED

Since 2024-12-06
AL RA
APPROVED

Since 2021-04-09
AR RA
APPROVED

Since 2019-09-05
MS RA
APPROVED

Since 2019-09-05
TN RA
APPROVED

Since 2019-01-15

Branch Locations

2964 Ole Bartlett Ct Ste 9, Bartlett, TN 38134-8398 • United States

3205 Kirby Whitten Rd Ste 101, Bartlett, TN 38134 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Jeff Herman Insurance Agency	Bartlett	TN	07/2011	Present
State Farm Vp Management Corp	Bartlett	TN	07/2011	Present
State Farm Investment Management Corp	Bartlett	TN	10/2018	Present

07/2011 → Present

Jeff Herman Insurance Agency

Bartlett, TN
07/2011 → Present

State Farm Vp Management Corp

Bartlett, TN
10/2018 → Present

State Farm Investment Management Corp

Bartlett, TN

Other Businesses

1) Kirby Whitten Office Park; Not Investment Related; 3205 Kirby Whitten Road, Bartlett, TN 38134; Investment or Commercial Property; Officer/Treasurer; 05/11/2018; 4; 3; Control of checkbook, review bank statements, make bank deposits, pay bills, sign checks. 2) Jeffrey Herman's Insurance Agency; Insurance Agency; Investment-related; 3205 Kirby Whitten Rd Ste 101 Bartlett, TN 38134-2851 and 2964 Ole Bartlett Ct Ste 9 Bartlett, TN 38134-8398; Insurance (State Farm Mutual Automobile Insurance Company and its affiliates); Owner; Agent; 7/1/2011; 80; 80; Service customers and supervise employees 3) Jeff Herman; investment related; 9975 Bentwood Creek Cv Collierville TN 38017; investment or commercial property; partner; partner; 11/07/2022; 1; 0; This investment, using a subscription agreement as a silent partner in a limited partnership, to participate in the initial production costs of drilling for oil and gas as a member of the joint venture as a partner based on the percentage of the interest. 4) Herman Legacy Collective LLC; Non-Investment Related; 9975 Bentwood Creek Cv Collierville, TN 38017; Retail; Owner; None; 05/26/2025; 10; 4; The Back Nine is a Golf Simulator Franchise that promotes the development of golf performance through simulator technology. 5) Herman Capital Ventures LLC DBA The Back Nine East Memphis; Non-Investment Related; 9975 Bentwood Creek Cv Collierville, TN 38017; Retail; Owner; None; 08/07/2026; 10; 4; Ensuring that the retail build out and simulator set up with our vendors allows golfers to enjoy the facilities. 6) Herman Equity Group LLC DBA The Back Nine Lakeland; Non-Investment Related; 9975 Bentwood Creek Cv Collierville, TN 38017; Retail; Owner; None; 08/07/2026; 10; 4; Ensuring that the retail build out and simulator set up with our vendors allows golfers to enjoy the facilities.

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2019-01-14
S63	Uniform Securities Agent State Law Examination	2000-07-22

S65 Uniform Investment Adviser Law Examination

2019-01-14
S63 Uniform Securities Agent State Law Examination

2000-07-22

Other Names

Jeff Herman

View on SEC IAPD