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Current Employers
Cambridge Investment Research Advisors, Inc.

1776 Pleasant Plain Rd., Fairfield, IA 52556-8757 • United States

Current Registrations

AuthorityCategoryStatusDate
AR RA APPROVED 2025-06-09
TN RA APPROVED 2025-06-09
TX RA APPROVED 2025-06-09
  • AR RA
    APPROVED
    Since 2025-06-09
  • TN RA
    APPROVED
    Since 2025-06-09
  • TX RA
    APPROVED
    Since 2025-06-09

Branch Locations

3106 Kirby Whitten Rd., Bartlett, TN 38134 • United States

Waverly, TN • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Edward Jones St Louis MO 12/2016 06/2017
Iheartmedia, Inc. Memphis TN 12/2012 12/2016
Edward Jones Saint Louis MO 09/2017 02/2025
Cetera Investment Services Llc Saint Cloud MN 03/2025 06/2025
Cetera Investment Advisers Llc Munford TN 03/2025 06/2025
Cambridge Investment Research, Inc. Fairfield IA 06/2025 Present
Cambridge Investment Research Advisors, Inc. Fairfield IA 06/2025 Present
Previous Registrations
Other Businesses

1. GENERAL INSURANCE, 3106 Kirby- Whitten, Bartlett TN 38134, United States, 06/09/2025, Agent, Insurance/Benefits/Human Resources, NIR, 160 HR/MO - 160 HR/MO TRADING 2. DYNASTY WEALTH SOLUTIONS, 3106b Kirby-Whitten, Bartlett TN 38134, United States, 06/09/2025, IAR, RIA Affiliation, NIR, 160 HR/MO - 160 HR/MO TRADING 3. CIRA, 1776 PLEASANT PLAIN RD, FAIRFIELD, IA, AS ADVISORY REP OF A RIA, INV REL, 160 HR/MO - 120 HR/MO TRADING. 06/09/2025 4. KCJC FINANCIAL AND TIMBER, LLC., 2227 Addison Cove, Jonesboro AR 72404-7045, 07/2026, Owner, Owner of Business Entity, NIR, 1 HR/MO, 1 HR/MO TRADING

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2017-07-14
S65 Uniform Investment Adviser Law Examination 2017-07-12
  • S63 Uniform Securities Agent State Law Examination
    2017-07-14
  • S65 Uniform Investment Adviser Law Examination
    2017-07-12
Other Names
  • Jason Coats

View on SEC IAPD

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