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1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2018-01-24 |
| TN | RA | APPROVED | 2018-01-18 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Securian Financial Services Inc | St Paul | MN | 03/2017 | 01/2018 |
| Minnesota Life Insurance Co | St Paul | MN | 03/2017 | 01/2018 |
| Shoemaker Financial | Germantwon | TN | 03/2017 | 01/2018 |
| Cenveo | Stamford | CT | 01/1994 | 01/2017 |
| Seucurian Financial Services Inc | St Paul | MN | 02/2017 | 03/2017 |
| Shoemaker Financial | Germantown | TN | 02/2017 | 03/2017 |
| Regions Bank | Memphis | TN | 01/2018 | Present |
| Cetera Investment Advisers Llc | Memphis | TN | 01/2018 | Present |
| Cetera Investment Services Llc | St. Cloud | MN | 01/2018 | Present |
1.) OWNER OF A SMALL FARM THAT IS LEASED OUT. 2.)CO-OWNER OF GERMANTOWN SHOUTOUTS, YARD SIGNS, 50% OWNER.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2017-05-31 |
| S65 | Uniform Investment Adviser Law Examination | 1993-02-26 |
| S63 | Uniform Securities Agent State Law Examination | 1993-02-19 |
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