Best Investors Account Sign in

Cody Schmidt

Northwestern Mutual Investment Services, LLC

New York, NY

Claim This Profile
Current Employers
Northwestern Mutual Investment Services, Llc

720 East Wisconsin Avenue, Milwaukee, WI 53202-4797 • United States

Current Registrations

AuthorityCategoryStatusDate
NJ RA APPROVED 2024-04-19
  • NJ RA
    APPROVED
    Since 2024-04-19

Branch Locations

300 Madison Ave Fl 25, New York, NY 10017 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Proviser Protect Paramus NJ 05/2017 10/2023
Guardian Park Ave Securities Paramus NJ 05/2021 10/2023
Unemployed Hawthorne NJ 10/2023 12/2023
Student University Park PA 09/2013 05/2017
Adam Seiden New York NY 01/2024 02/2024
Park Avenue Securities Llc Paramus NJ 05/2021 10/2023
Adam Seiden New York NY 03/2024 Present
Northwestern Mutual Investment Services Llc New York NY 03/2024 Present
  • 05/2017 → 10/2023
    Proviser Protect
    Paramus, NJ
  • 05/2021 → 10/2023
    Guardian Park Ave Securities
    Paramus, NJ
  • 10/2023 → 12/2023
    Unemployed
    Hawthorne, NJ
  • 09/2013 → 05/2017
    Student
    University Park, PA
  • 01/2024 → 02/2024
    Adam Seiden
    New York, NY
  • 05/2021 → 10/2023
    Park Avenue Securities Llc
    Paramus, NJ
  • 03/2024 → Present
    Adam Seiden
    New York, NY
  • 03/2024 → Present
    Northwestern Mutual Investment Services Llc
    New York, NY
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2021-02-12
  • S66 Uniform Combined State Law Examination
    2021-02-12
Other Names
  • Cody W Schmidt
  • Cody Schmidt

View on SEC IAPD

Other Firms

ISLET MANAGEMENT, LP
P2 CAPITAL PARTNERS, LLC
KINYAN CAPITAL MANAGEMENT LLC
BRIGHTSPIRE CAPITAL ADVISORS, LLC
ACORN ADVISORY CAPITAL, L.P.
COMPASS GROUP LLC
CRESTVIEW PARTNERS
LEEDS EQUITY PARTNERS

Other Investors

STEVEN MARC MUEHLGAY
STEPHANIE LYNN FAGENSON
Ross Gladstone
Logan Stephen Michals
JONATHAN HARRY SIEGEL
HAL WILLIAM BROWN
RICCARDO MARIA RAINIERI
TEDDY LELLOS

Other Offices

ISLET MANAGEMENT, LP · NEW YORK, NY
P2 CAPITAL PARTNERS, LLC · NEW YORK, NY
KINYAN CAPITAL MANAGEMENT LLC · NEW YORK, NY
BRIGHTSPIRE CAPITAL ADVISORS, LLC · NEW YORK, NY
ACORN ADVISORY CAPITAL, L.P. · NEW YORK, NY
COMPASS GROUP LLC · NEW YORK, NY
CRESTVIEW PARTNERS · NEW YORK, NY
LEEDS EQUITY PARTNERS · NEW YORK, NY

More in New York, NY

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor