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Current Employers
Rbc Capital Markets, Llc

200 Vesey St., New York, NY 10281 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2022-02-10
MN RA APPROVED 2020-08-03
  • TX RA
    APPROVED
    Since 2022-02-10
  • MN RA
    APPROVED
    Since 2020-08-03

Branch Locations

2064 Superior Dr. Nw, Rochester, MN 55901-5024 • United States

Rochester, MN • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Somerby Byron MN 09/2017 08/2019
Firehouse Subs -Student St. Cloud State University St. Cloud MN 10/2016 08/2017
Papa Murphys -Student St. Cloud State University St. Cloud MN 10/2015 11/2016
Stifel Rochester MN 05/2017 08/2020
Rbc Capital Markets, Llc Rochester MN 08/2020 Present
  • 09/2017 → 08/2019
    Somerby
    Byron, MN
  • 10/2016 → 08/2017
    Firehouse Subs -Student St. Cloud State University
    St. Cloud, MN
  • 10/2015 → 11/2016
    Papa Murphys -Student St. Cloud State University
    St. Cloud, MN
  • 05/2017 → 08/2020
    Stifel
    Rochester, MN
  • 08/2020 → Present
    Rochester, MN
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2019-01-29
  • S66 Uniform Combined State Law Examination
    2019-01-29

View on SEC IAPD

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