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200 Vesey St., New York, NY 10281 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2022-02-10 |
| MN | RA | APPROVED | 2020-08-03 |
Branch Locations
2064 Superior Dr. Nw, Rochester, MN 55901-5024 • United States
Rochester, MN • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Somerby | Byron | MN | 09/2017 | 08/2019 |
| Firehouse Subs -Student St. Cloud State University | St. Cloud | MN | 10/2016 | 08/2017 |
| Papa Murphys -Student St. Cloud State University | St. Cloud | MN | 10/2015 | 11/2016 |
| Stifel | Rochester | MN | 05/2017 | 08/2020 |
| Rbc Capital Markets, Llc | Rochester | MN | 08/2020 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2019-01-29 |
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