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Sarai Cortes

Ubs Financial Services Inc.

New York, NY

Hasbrouck Heights, NJ

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Current Employers
Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

AuthorityCategoryStatusDate
NV RA APPROVED 2024-07-31
NJ RA APPROVED 2024-02-15
NY RA APPROVED 2023-03-16
  • NV RA
    APPROVED
    Since 2024-07-31
  • NJ RA
    APPROVED
    Since 2024-02-15
  • NY RA
    APPROVED
    Since 2023-03-16

Branch Locations

299 Park Ave 26Th Floor, New York, NY 10171 • United States

Hasbrouck Heights, NJ • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Jpmorgan Chase Bank Yonkers NY 06/2017 04/2019
Citibank Bronx NY 10/2016 05/2017
Td Bank New York NY 02/2016 10/2016
Jpmorgan Securities, Llc Yonkers NY 06/2017 04/2019
Cuatro Amigos Restaurant Secaucus NJ 01/2019 04/2019
Charles Schwab & Co., Inc. New York City NY 04/2019 03/2022
Charles Schwab Bank Ssb New York City NY 04/2019 03/2022
Ubs Financial Services Inc. New York NY 04/2022 Present
  • 06/2017 → 04/2019
    Jpmorgan Chase Bank
    Yonkers, NY
  • 10/2016 → 05/2017
    Citibank
    Bronx, NY
  • 02/2016 → 10/2016
    Td Bank
    New York, NY
  • 06/2017 → 04/2019
    Jpmorgan Securities, Llc
    Yonkers, NY
  • 01/2019 → 04/2019
    Cuatro Amigos Restaurant
    Secaucus, NJ
  • 04/2019 → 03/2022
    Charles Schwab & Co., Inc.
    New York City, NY
  • 04/2019 → 03/2022
    Charles Schwab Bank Ssb
    New York City, NY
  • 04/2022 → Present
    Ubs Financial Services Inc.
    New York, NY
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2023-03-16
S63 Uniform Securities Agent State Law Examination 2017-08-18
  • S66 Uniform Combined State Law Examination
    2023-03-16
  • S63 Uniform Securities Agent State Law Examination
    2017-08-18

View on SEC IAPD

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