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Inactive

Miller Brunson Hoffman

Tradewinds, LLC

Raleigh, NC

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Current Employers
Tradewinds, Llc

4600 Marriott Dr. Suite 200, Raleigh, NC 27612 • United States

Current Registrations

AuthorityCategoryStatusDate
NC RA APPROVED 2022-05-02
  • NC RA
    APPROVED
    Since 2022-05-02

Branch Locations

4600 Marriott Dr. Suite 200, Raleigh, NC 27612 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
The Vanguard Group, Inc. Charlotte NC 06/2019 04/2022
Wells Fargo Advisors Raleigh NC 06/2017 08/2017
Federal Deposit Insurance Corporation Charlotte NC 05/2018 11/2018
Clemson University Clemson SC 08/2016 05/2019
Tradewinds, Llc Raleigh NC 05/2022 Present
  • 06/2019 → 04/2022
    The Vanguard Group, Inc.
    Charlotte, NC
  • 06/2017 → 08/2017
    Wells Fargo Advisors
    Raleigh, NC
  • 05/2018 → 11/2018
    Federal Deposit Insurance Corporation
    Charlotte, NC
  • 08/2016 → 05/2019
    Clemson University
    Clemson, SC
  • 05/2022 → Present
    Tradewinds, Llc
    Raleigh, NC
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2019-08-08
  • S66 Uniform Combined State Law Examination
    2019-08-08
Designations
Other Names
  • Miller Hoffman

View on SEC IAPD

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Other Offices

TOWNSEND ASSET MANAGEMENT CORP. · RALEIGH, NC
FORTRESS PRIVATE LEDGER, LLC · RALEIGH, NC
OLDE RALEIGH FINANCIAL GROUP · RALEIGH, NC
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC · RALEIGH, NC
ADVISORY SERVICES NETWORK · RALEIGH, NC
FORTRESS PRIVATE LEDGER, LLC · RALEIGH, NC
WELLS FARGO CLEARING SERVICES, LLC · RALEIGH, NC
EDWARD JONES · RALEIGH, NC

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