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990 Stewart Avenue Suite 190, Garden City, NY 11530 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2024-03-19 |
Branch Locations
990 Stewart Avenue Suite 190, Garden City, NY 11530 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Purshe Kaplan Sterling Investments | Albany | NY | 12/2020 | Present |
| Stephen J Garry & Associates | Garden City | NY | 06/2020 | Present |
| Unemployed | Massapequa | NY | 01/2020 | 06/2020 |
| Unemployed | Massapequa | NY | 08/2019 | 11/2019 |
| Unemployed | Massapequa | NY | 09/2018 | 05/2019 |
| Unemployed | Massapequa | NY | 08/2017 | 07/2018 |
| Unemployed | Massapequa | NY | 08/2016 | 05/2017 |
| Kohls | Massapequa Park | NY | 11/2019 | 01/2020 |
| Stephen J Garry & Associates | Garden City | NY | 05/2019 | 08/2019 |
| Stephen J Garry & Associates | Garden City | NY | 07/2018 | 09/2018 |
| Ameriprise Financial Services | Garden City | NY | 05/2017 | 08/2017 |
1) Stephen J Garry and Associates LLC - Investment Related - 990 Steward Ave Suite 190 Garden City NY 11530 - Investment Advisor Services - Associate Advisor - 6/2020 - 40 hours per week - 40 hours per week during trading hours - Assist with compliance, client documentation, submitting forms, phone calls, day to day office operation. 2) Purshe Kaplan Sterling Investments - Investment Related - 80 State Street, Albany, NY 12207 - Broker-Dealer - Insurance Agent - 06/2020 - 5 hours a month - 5 during trading hours - Check client annuity products, assist in completing 1035 exchanges and other transfers of annuities
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2024-03-19 |
| S63 | Uniform Securities Agent State Law Examination | 2023-06-11 |
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