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Current Employers
Stephen J. Garry & Associates, Llc

990 Stewart Avenue Suite 190, Garden City, NY 11530 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2024-03-19
  • NY RA
    APPROVED
    Since 2024-03-19

Branch Locations

990 Stewart Avenue Suite 190, Garden City, NY 11530 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Purshe Kaplan Sterling Investments Albany NY 12/2020 Present
Stephen J Garry & Associates Garden City NY 06/2020 Present
Unemployed Massapequa NY 01/2020 06/2020
Unemployed Massapequa NY 08/2019 11/2019
Unemployed Massapequa NY 09/2018 05/2019
Unemployed Massapequa NY 08/2017 07/2018
Unemployed Massapequa NY 08/2016 05/2017
Kohls Massapequa Park NY 11/2019 01/2020
Stephen J Garry & Associates Garden City NY 05/2019 08/2019
Stephen J Garry & Associates Garden City NY 07/2018 09/2018
Ameriprise Financial Services Garden City NY 05/2017 08/2017
  • 12/2020 → Present
    Purshe Kaplan Sterling Investments
    Albany, NY
  • 06/2020 → Present
    Stephen J Garry & Associates
    Garden City, NY
  • 01/2020 → 06/2020
    Unemployed
    Massapequa, NY
  • 08/2019 → 11/2019
    Unemployed
    Massapequa, NY
  • 09/2018 → 05/2019
    Unemployed
    Massapequa, NY
  • 08/2017 → 07/2018
    Unemployed
    Massapequa, NY
  • 08/2016 → 05/2017
    Unemployed
    Massapequa, NY
  • 11/2019 → 01/2020
    Kohls
    Massapequa Park, NY
  • 05/2019 → 08/2019
    Stephen J Garry & Associates
    Garden City, NY
  • 07/2018 → 09/2018
    Stephen J Garry & Associates
    Garden City, NY
  • 05/2017 → 08/2017
    Ameriprise Financial Services
    Garden City, NY
Other Businesses

1) Stephen J Garry and Associates LLC - Investment Related - 990 Steward Ave Suite 190 Garden City NY 11530 - Investment Advisor Services - Associate Advisor - 6/2020 - 40 hours per week - 40 hours per week during trading hours - Assist with compliance, client documentation, submitting forms, phone calls, day to day office operation. 2) Purshe Kaplan Sterling Investments - Investment Related - 80 State Street, Albany, NY 12207 - Broker-Dealer - Insurance Agent - 06/2020 - 5 hours a month - 5 during trading hours - Check client annuity products, assist in completing 1035 exchanges and other transfers of annuities

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2024-03-19
S63 Uniform Securities Agent State Law Examination 2023-06-11
  • S66 Uniform Combined State Law Examination
    2024-03-19
  • S63 Uniform Securities Agent State Law Examination
    2023-06-11

View on SEC IAPD

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