Bradley Alan Mentzer

Current Employers

Employment History

• 12/1998 → 06/2021
  Cetera Financial Specialists Llc
  Schaumburg, IL
• 01/2002 → 06/2021
  Cetera Investment Advises Llc
  Schaumburg, IL
• 06/2021 → 07/2023
  Avantax Investment Services, Inc.
  Carlisle, PA
• 06/2021 → 07/2023
  Avantax Advisory Services
  Carlisle, PA
• 06/2021 → 07/2023
  Avantax Insurance Agency, Llc
  Carlisle, PA
• 10/2011 → Present
  Bradley A. Mentzer, Cpa
  Carlisle, PA
• 06/2021 → 07/2023
  Avantax Insurance Agency And/Or Avantax Insurance Services.
  Carlisle, PA
• 10/2011 → Present
  Brad Mentzer Financial Adviser
  Carlisle, PA
• 12/1997 → Present
  Mentzer & Company, Pc
  Carlisle, PA
• 07/2023 → Present
  Osaic
  Carlisle, PA

Previous Registrations

• 2021-06-23 → 2023-08-08
  Avantax Advisory Services
  Carlisle, PA
  Dallas, TX
• 2002-01-11 → 2021-06-24
  Cetera Investment Advisers Llc
  Carlisle, PA
  Carlisle, PA

Other Businesses

1) OFFICE SPACES RENTED TO INVESTMENT BUSINESS AND OTHER BUSINESS POSITION: Owner NATURE: My wife and I personally own the office building that my tax and investment business occupies. In addition, there are other rooms rented to one or more other businesses. INVESTMENT RELATED: No NUMBER OF HOURS: 5 SECURITIES TRADING HOURS: 5 START DATE: 11/01/2009 ADDRESS: 325 S Hanover Street, Carlisle PA 17013, United States DESCRIPTION: Clean common areas. Find professional business tenants for other offices within the building. Collect rents. Pay bills related to building. Arrange for lawn care and snow removal. 2) BRADLEY A. MENTZER CPA POSITION: Owner NATURE: Sole Proprietorship INVESTMENT RELATED: No NUMBER OF HOURS: 33 SECURITIES TRADING HOURS: 25 START DATE: 10/16/2011 ADDRESS: 325 S. Hanover St, Carlisle PA 17013, United States DESCRIPTION: Preparation of Income Tax Returns and tax planning. 3) BRAD MENTZER FINANCIAL ADVISER POSITION: Owner NATURE: DBA name for current investment practice. INVESTMENT RELATED: Yes NUMBER OF HOURS: 120 SECURITIES TRADING HOURS: 100 START DATE: 10/01/2011 ADDRESS: 325 S. Hanover Street, Carlisle PA 17013, United States DESCRIPTION: Retirement income planning. Suggest and manage investments. Research investments. Trading of mutual funds and investments. Meet with clients to determine needs and suitability. All investment and insurance products will be offered through Osaic Wealth, Inc. 4) MENTZER & COMPANY PC POSITION: President NATURE: Corporation INVESTMENT RELATED: Yes NUMBER OF HOURS: 20 SECURITIES TRADING HOURS: 20 START DATE: 12/26/1997 ADDRESS: 325 S. Hanover St., Carlisle PA 17013, United States DESCRIPTION: Corporate entity for prior tax and accounting practice. Was inactive from 2010through 2022. Will be reactivated in 2023 for tax and investment business. 5) BRAD MENTZER FINANCIAL ADVISER POSITION: Insurance Agent NATURE: Sole Proprietorship INVESTMENT RELATED: Yes NUMBER OF HOURS: 20 SECURITIES TRADING HOURS: 15 START DATE: 07/01/2003 ADDRESS: 325 S. Hanover St, Carlisle PA 17013, United States DESCRIPTION: Insurance sales. I may have the ability to sell any or all of the following products: Variable Annuities, Registered Index-Linked Annuities, Fixed Annuities and any and all types of Index Annuities and Variable Insurance. 6) BRAD MENTZER POSITION: Insurance Agent NATURE: Sole Proprietorship INVESTMENT RELATED: Yes NUMBER OF HOURS: 20 SECURITIES TRADING HOURS: 15 START DATE: 07/01/2003 ADDRESS: 325 S Hanover St, Carlisle PA 17013, United States DESCRIPTION: Fixed insurance sales. 7) BRADLEY A & CYNTHIA A MENTZER POSITION: Owner NATURE: Sole Proprietorship INVESTMENT RELATED: Yes NUMBER OF HOURS: 5 SECURITIES TRADING HOURS: 1 START DATE: 06/12/2023 ADDRESS: 2 Bradi Drive, Carlisle PA 17015, United States DESCRIPTION: Personally own (with spouse) a residential rental condominium. Duties include: collect rents, pay bills, coordinate repairs, and various administrative functions.

Exams

• S65 Uniform Investment Adviser Law Examination
  2009-01-27
• S63 Uniform Securities Agent State Law Examination
  1999-02-23

Designations