Sean P Dougherty

Employer firm

Merrill Lynch, Pierce, Fenner & Smith Incorporated CRD 7691

$1.78T regulatory AUM 16,844 advisory clients

Reported services (Item 5G)

• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars
• PERFORMANCE MEASUREMENT REPORTS, ALLOCATION MODELING, IPS, RESEARCH REPORTS AND SERVICES, SEE SCHEDULE D

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 06/2017 → 01/2022
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Chagrin Falls, OH
• 12/2016 → 06/2017
  Unemployed
  Chagrin Falls, OH
• 08/2012 → 12/2016
  Miami University
  Oxford, OH
• 02/2024 → 04/2024
  Equitable Advisors Llc
  New York, NY
• 07/2021 → 03/2024
  Sherwin-Williams
  Solon, OH
• 06/2024 → Present
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Hudson, OH
• 07/2024 → Present
  Bank Of America, N.A.
  Hudson, OH

Previous Registrations

• 2024-02-27 → 2024-04-26
  Equitable Advisors, Llc
  Independence, OH

Exams

• S66 Uniform Combined State Law Examination
  2023-06-22
• S63 Uniform Securities Agent State Law Examination
  2022-07-01

Other Names

• Sean Dougherty
• Sean Patrick Dougherty