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2000 Westchester Avenue, Purchase, NY 10577-2530 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2025-07-29 |
| AZ | RA | APPROVED | 2023-01-24 |
| TX | RA | APPROVED | 2023-01-23 |
Branch Locations
1585 Broadway 21St Floor, New York, NY 10036 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| The Vanguard Group, Inc. | Scottsdale | AZ | 06/2017 | 08/2017 |
| Gap | Tucson | AZ | 09/2016 | 06/2017 |
| Gap | Scottsdale | AZ | 10/2017 | 11/2017 |
| The Vanguard Group, Inc. | Scottsdale | AZ | 12/2017 | 11/2021 |
| University Of Arizona | Tucson | AZ | 08/2015 | 05/2017 |
| Robinhood Financial, Llc | Tempe | AZ | 11/2021 | 08/2022 |
| Morgan Stanley | New York | NY | 11/2022 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2023-01-21 |
| S63 | Uniform Securities Agent State Law Examination | 2017-07-25 |
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