James Patrick Lowe

Oppenheimer & Co. Inc.

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Current Employers

Oppenheimer & Co. Inc.

85 Broad Street 22Nd Floor, New York, NY 10004 • United States

Current Registrations

Authority	Category	Status	Date
NY	RA	APPROVED	2021-04-07
NJ	RA	APPROVED	2018-01-09

NY RA
APPROVED

Since 2021-04-07
NJ RA
APPROVED

Since 2018-01-09

Branch Locations

666 3Rd Avenue, New York, NY 10017 • United States

Massapequa, NY • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
University Of Louisville	Louisville	KY	08/2013	04/2017
Oppenheimer & Co. Inc.	New York	NY	06/2017	Present
Unemployed	Floral Park	NY	04/2017	06/2017

08/2013 → 04/2017

University Of Louisville

Louisville, KY
06/2017 → Present

Oppenheimer & Co. Inc.

New York, NY
04/2017 → 06/2017

Unemployed

Floral Park, NY

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2018-01-08

S66 Uniform Combined State Law Examination

2018-01-08

View on SEC IAPD

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