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Si Qin

Morgan Stanley

New York, NY

Purchase, NY

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Current Employers
Morgan Stanley

2000 Westchester Avenue, Purchase, NY 10577-2530 • United States

Current Registrations

AuthorityCategoryStatusDate
NJ RA APPROVED 2023-06-06
NY RA APPROVED 2023-06-06
  • NJ RA
    APPROVED
    Since 2023-06-06
  • NY RA
    APPROVED
    Since 2023-06-06

Branch Locations

750 Seventh Avenue, New York, NY 10019 • United States

2000 Westchester Avenue, Purchase, NY 10577-2530 • USA

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated New York NY 11/2017 05/2023
Bank Of America New York NY 07/2015 11/2017
Morgan Stanley New York NY 05/2023 Present
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2018-10-09
  • S66 Uniform Combined State Law Examination
    2018-10-09

View on SEC IAPD

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