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270 Park Avenue, New York, NY 10017 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2023-02-28 |
| NY | RA | APPROVED | 2021-11-03 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Jpmorgan Chase | New York | NY | 05/2017 | 08/2022 |
| Unemployed | Astoria | NY | 11/2016 | 05/2017 |
| Fora Financial | New York | NY | 07/2014 | 11/2016 |
| Jpmorgan Securities, Llc | New York | NY | 05/2017 | 08/2022 |
| J.P. Morgan Securities Llc | New York | NY | 08/2022 | Present |
| Jpmorgan Chase Bank, N.A. | New York | NY | 08/2022 | Present |
| Aspen Real Estate | Las Vegas | NV | 05/2024 | Present |
Entity Name: Aspen Real Estate Investment related: Yes Address: www.aspenrea.com Las Vegas, NV Nature of the other business: Real Estate Position/ Title/ Relationship: Owner / Partner Start Date: May 01, 2024 Approximate # of hours a month: 0 Approximate # of hours during securities trading hours: 0 Briefly describe your duties: Minority capital investor on a new commercial real estate property they are investing in Las Vegas.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2021-10-08 |
| S63 | Uniform Securities Agent State Law Examination | 2017-07-14 |
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