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Current Employers
Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2024-01-24
CT RA APPROVED 2023-11-20
NY RA APPROVED 2022-02-07
NJ RA APPROVED 2019-10-07
  • TX RA
    APPROVED_RES
    Since 2024-01-24
  • CT RA
    APPROVED
    Since 2023-11-20
  • NY RA
    APPROVED
    Since 2022-02-07
  • NJ RA
    APPROVED
    Since 2019-10-07

Branch Locations

1285 Avenue Of The Americas Floor 15 Thru 18, New York, NY 10019 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Echo Lake Country Club Westfield NJ 04/2011 07/2017
Alex. Brown New York NY 06/2017 08/2017
Ubs Financial Services Inc. New York NY 06/2018 08/2018
Ubs Financial Services Inc. Weehawken NJ 07/2019 Present
Vanderbilt University Nashville TN 11/2015 05/2019
Vanderbilt University Nashville TN 08/2015 05/2019
  • 04/2011 → 07/2017
    Echo Lake Country Club
    Westfield, NJ
  • 06/2017 → 08/2017
    Alex. Brown
    New York, NY
  • 06/2018 → 08/2018
    New York, NY
  • 07/2019 → Present
    Weehawken, NJ
  • 11/2015 → 05/2019
    Vanderbilt University
    Nashville, TN
  • 08/2015 → 05/2019
    Vanderbilt University
    Nashville, TN
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2019-10-03
  • S66 Uniform Combined State Law Examination
    2019-10-03
Other Names
  • Jared Michael Geoghan
  • Jared Geoghan

View on SEC IAPD

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