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John Darren Tutt

Osaic Wealth, Inc.

Edina, MN

CRD 3174011

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Employer firm

Osaic Wealth, Inc. CRD 23131

$235B regulatory AUM 56,660 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers
Osaic Wealth, Inc.

18700 N. Hayden Road Suite 255, Scottsdale, AZ 85255 • United States

Current Registrations

AuthorityCategoryStatusDate
MN RA APPROVED 2023-11-28
  • MN RA
    APPROVED
    Since 2023-11-28

Branch Locations

5200 Willson Road Suite 402, Edina, MN 55424 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Self-Employed/Independent Contractor St Louis Park MN 03/2008 Present
Sii Investments, Inc Edina MN 05/2015 10/2017
Cambridge Investment Research, Inc. Fairfield IA 10/2017 11/2023
Cambridge Investment Research Advisors, Inc. Fairfield IA 10/2017 11/2023
Osaic Edina MN 11/2023 Present
  • 03/2008 → Present
    Self-Employed/Independent Contractor
    St Louis Park, MN
  • 05/2015 → 10/2017
    Sii Investments, Inc
    Edina, MN
  • 10/2017 → 11/2023
    Cambridge Investment Research, Inc.
    Fairfield, IA
  • 10/2017 → 11/2023
    Fairfield, IA
  • 11/2023 → Present
    Osaic
    Edina, MN
Previous Registrations
Other Businesses

1. MINNESOTA FINANCIAL RESOURCES POSITION: Advisor NATURE: Sole Proprietorship INVESTMENT RELATED: Yes NUMBER OF HOURS: 4 SECURITIES TRADING HOURS: 4 START DATE: 06/01/2018 ADDRESS: 5200 Willson Road, Suite 402, Edina MN 55424, United States DESCRIPTION: When appropriate, assist clients with fixed insurance and fixed annuities. 2. NOTARY POSITION: Notary NATURE: Notary INVESTMENT RELATED: No NUMBER OF HOURS: 0 SECURITIES TRADING HOURS: 0 START DATE: 01/31/2022 ADDRESS: 5200 Willson Road, Suite 402, Edina MN 55424, United States DESCRIPTION: Notary for the state of Minnesota

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2015-07-16
S63 Uniform Securities Agent State Law Examination 1999-02-26
  • S66 Uniform Combined State Law Examination
    2015-07-16
  • S63 Uniform Securities Agent State Law Examination
    1999-02-26
Designations
  • Certified Financial Planner
  • Chartered Financial Consultant
Other Names
  • Darren Tutt

View on SEC IAPD

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