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Osaic Wealth, Inc. CRD 23131
$235B regulatory AUM 56,660 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
18700 N. Hayden Road Suite 255, Scottsdale, AZ 85255 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MN | RA | APPROVED | 2023-11-28 |
Branch Locations
5200 Willson Road Suite 402, Edina, MN 55424 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Self-Employed/Independent Contractor | St Louis Park | MN | 03/2008 | Present |
| Sii Investments, Inc | Edina | MN | 05/2015 | 10/2017 |
| Cambridge Investment Research, Inc. | Fairfield | IA | 10/2017 | 11/2023 |
| Cambridge Investment Research Advisors, Inc. | Fairfield | IA | 10/2017 | 11/2023 |
| Osaic | Edina | MN | 11/2023 | Present |
1. MINNESOTA FINANCIAL RESOURCES POSITION: Advisor NATURE: Sole Proprietorship INVESTMENT RELATED: Yes NUMBER OF HOURS: 4 SECURITIES TRADING HOURS: 4 START DATE: 06/01/2018 ADDRESS: 5200 Willson Road, Suite 402, Edina MN 55424, United States DESCRIPTION: When appropriate, assist clients with fixed insurance and fixed annuities. 2. NOTARY POSITION: Notary NATURE: Notary INVESTMENT RELATED: No NUMBER OF HOURS: 0 SECURITIES TRADING HOURS: 0 START DATE: 01/31/2022 ADDRESS: 5200 Willson Road, Suite 402, Edina MN 55424, United States DESCRIPTION: Notary for the state of Minnesota
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2015-07-16 |
| S63 | Uniform Securities Agent State Law Examination | 1999-02-26 |
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