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Current Employers
Equitable Advisors, Llc

1345 Avenue Of The Americas, New York, NY 10105 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2022-05-10
NY RA APPROVED 2021-04-12
  • TX RA
    APPROVED_RES
    Since 2022-05-10
  • NY RA
    APPROVED
    Since 2021-04-12

Branch Locations

1290 Avenue Of The Americas 4Th Fl, New York, NY 10104 • United States

Bronx, NY • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Lynne R. Salsbury Manchester NJ 06/2016 09/2017
Axa Advisors, Llc. New York NY 09/2017 06/2020
Equitable Advisors, Llc New York NY 09/2017 Present
  • 06/2016 → 09/2017
    Lynne R. Salsbury
    Manchester, NJ
  • 09/2017 → 06/2020
    Axa Advisors, Llc.
    New York, NY
  • 09/2017 → Present
    New York, NY
Other Businesses

DBA: The Emergy Group as of 1/31/2022&#59; DBA: BLUE COVE CAPITAL as of 11/17/2023

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2018-07-16
S63 Uniform Securities Agent State Law Examination 2017-09-21
  • S66 Uniform Combined State Law Examination
    2018-07-16
  • S63 Uniform Securities Agent State Law Examination
    2017-09-21
Other Names
  • Rodrigo Arauz
  • Rodrigo J Arauz
  • Rodrigo Jose Arauz
  • Rodrigo Jose Arauz Figueroa

View on SEC IAPD

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