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1776 Pleasant Plain Rd., Fairfield, IA 52556-8757 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| GA | RA | APPROVED | 2025-11-25 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Jacksonville State University | Jacksonville | AL | 08/2014 | 04/2018 |
| Dempsey Lord Smith, Llc | Rome | GA | 04/2018 | 11/2025 |
| Cambridge Investment Research, Inc. | Fairfield | IA | 11/2025 | Present |
| Dempsey Lord Smith. Llc | Rome | GA | 08/2018 | 03/2026 |
| Cambridge Investment Research Advisors, Inc. | Fairfield | IA | 11/2025 | Present |
1. ELEVATE FOUNDATION, 276 Curtis Pkwy NE, Calhoun GA 30701, United States, 11/2024, Board Member, Board Member/Officer/Director/Committee Member/Board Trustee, NIR, 10 HR/MO - 1 HR/MO TRADING 2. HIGH COTTON MANAGEMENT, 276 Curtis Pkwy NE, Calhoun GA 30701, United States, 05/2025, President, NIR, 0 HR/MO - 0 HR/MO TRADING 3. APPALACHAIN FREIGHT, 276 Curtis Pkwy NE, Calhoun GA 30701, United States, 05/21/2025, President, Owner/Partner of a Business Entity, NIR, 0 HR/MO - 0 HR/MO TRADING 4. CIRA, 1776 Pleasant Plain Road Fairfield IA 52556, START DATE 11/2025, Investment Advisor Representative, CIRA Affiliation, INV REL, HR/MO 160, HR/MO TRADING 120
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2018-08-27 |
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