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41 S. High Street, Columbus, OH 43215 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| PA | RA | APPROVED | 2025-01-09 |
Branch Locations
Jefferson Boro 1633 State Route 51 South, Jefferson Hills, PA 15025 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Napa On Providence | Charlotte | NC | 02/2017 | 05/2017 |
| Univeristy Of North Carolina At Charlotte | Charlotte | NC | 08/2012 | 05/2017 |
| Ubs Financial Services Inc. | Charlotte | NC | 06/2017 | 11/2019 |
| Tiaa-Cref Individual & Institutional Services, Llc | Charlotte | NC | 08/2020 | 09/2021 |
| Tiaa | Charlotte | NC | 08/2020 | 09/2021 |
| Unemployed | Charlotte | NC | 11/2019 | 08/2020 |
| Pnc Investments | Pittsburgh | PA | 09/2021 | 12/2024 |
| Huntington Investment Company | Pittsburgh | PA | 01/2025 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2017-09-14 |
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