Adrian Huerta

Employer firm

Mariner CRD 140195

$125B regulatory AUM 216 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (pooled vehicles)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 05/2017 → 08/2019
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Paramus, NJ
• 09/2013 → 05/2017
  William Paterson University
  Wayne, NJ
• 05/2017 → 08/2019
  Bank Of America, N.A.
  Paramus, NJ
• 09/2019 → 07/2021
  Jp Morgan Securities, Llc
  Spring Valley, NY
• 09/2019 → 07/2021
  Jp Morgan Chase Bank, N.A.
  Spring Valley, NY
• 07/2021 → Present
  Mariner Wealth Advisors
  New York, NY

Previous Registrations

• 2019-09-27 → 2021-07-07
  J.P. Morgan Securities Llc
  Spring Valley, NY
  Chestnut Ridge, NY
  Suffern, NY
• 2017-09-21 → 2019-08-27
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Paramus, NJ
  Montvale, NJ
  Montvale, NJ
  Paramus, NJ

Exams

• S66 Uniform Combined State Law Examination
  2017-09-19

Designations

• Certified Financial Planner