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Inactive

Adrian Huerta

Mariner

New York, NY

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Current Employers
Mariner

5700 W. 112Th Street Suite 500, Overland Park, KS 66211 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2021-08-03
  • NY RA
    APPROVED
    Since 2021-08-03

Branch Locations

1500 Broadway 27Th Floor, New York, NY 10036 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Paramus NJ 05/2017 08/2019
William Paterson University Wayne NJ 09/2013 05/2017
Bank Of America, N.A. Paramus NJ 05/2017 08/2019
Jp Morgan Securities, Llc Spring Valley NY 09/2019 07/2021
Jp Morgan Chase Bank, N.A. Spring Valley NY 09/2019 07/2021
Mariner Wealth Advisors New York NY 07/2021 Present
  • 05/2017 → 08/2019
    Merrill Lynch, Pierce, Fenner & Smith Incorporated
    Paramus, NJ
  • 09/2013 → 05/2017
    William Paterson University
    Wayne, NJ
  • 05/2017 → 08/2019
    Bank Of America, N.A.
    Paramus, NJ
  • 09/2019 → 07/2021
    Jp Morgan Securities, Llc
    Spring Valley, NY
  • 09/2019 → 07/2021
    Jp Morgan Chase Bank, N.A.
    Spring Valley, NY
  • 07/2021 → Present
    Mariner Wealth Advisors
    New York, NY
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2017-09-19
  • S66 Uniform Combined State Law Examination
    2017-09-19
Designations

View on SEC IAPD

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COMPASS GROUP LLC
CRESTVIEW PARTNERS
LEEDS EQUITY PARTNERS

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JONATHAN HARRY SIEGEL
HAL WILLIAM BROWN
RICCARDO MARIA RAINIERI
TEDDY LELLOS

Other Offices

ISLET MANAGEMENT, LP · NEW YORK, NY
P2 CAPITAL PARTNERS, LLC · NEW YORK, NY
KINYAN CAPITAL MANAGEMENT LLC · NEW YORK, NY
BRIGHTSPIRE CAPITAL ADVISORS, LLC · NEW YORK, NY
ACORN ADVISORY CAPITAL, L.P. · NEW YORK, NY
COMPASS GROUP LLC · NEW YORK, NY
CRESTVIEW PARTNERS · NEW YORK, NY
LEEDS EQUITY PARTNERS · NEW YORK, NY

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