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2000 Westchester Avenue, Purchase, NY 10577-2530 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| FL | RA | APPROVED | 2023-03-21 |
| TX | RA | APPROVED_RES | 2023-03-20 |
Branch Locations
350 East Las Olas Boulevard Suite 1500, Fort Lauderdale, FL 33301 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Devere Usa | Miami | FL | 09/2016 | 04/2017 |
| City Of Fort Lauderdale Marine Facilities | Fort Lauderdale | FL | 11/2015 | 09/2016 |
| Unemployed | Dania | FL | 04/2017 | 07/2017 |
| National Securities Corporation | Boca Raton | FL | 10/2017 | 07/2022 |
| Sterling Fidelity, Llc | Dania | FL | 07/2017 | 10/2017 |
| National Asset Management | Boca Raton | FL | 06/2018 | 07/2022 |
| B. Riley Wealth Management | Boca Raton | FL | 07/2022 | 03/2023 |
| Morgan Stanley | Fort Lauderdale | FL | 03/2023 | Present |
*708996- Isthmus Enterprises LLC; Investment related: No; Plantation, Florida; Technology; Sole Proprietor/Owner (proprietor, partner, officer, director, employee, trustee, agent); 08/2026; During business hours: 0; After business hours:10; Administrative:Labor/Service
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 2018-02-06 |
| S65 | Uniform Investment Adviser Law Examination | 2017-12-14 |
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