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1745 S Naperville Rd Suite 200, Wheaton, IL 60189 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2022-12-13 |
| LA | RA | APPROVED | 2022-12-13 |
| NC | RA | APPROVED | 2022-12-13 |
| TX | RA | APPROVED | 2022-12-13 |
Branch Locations
400 Continental Blvd 6Th Fl, El Segundo, CA 90245 • United States
1745 S Naperville Rd Suite 200, Wheaton, IL 60189 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Floyd Financial Services | Torrance | CA | 01/1997 | 05/2019 |
| Steven L. Floyd, Inc. Aka Steven Floyd | Torrance | CA | 12/2009 | Present |
| Focus 1 Advisors | Torrance | CA | 05/2013 | 12/2017 |
| Retirement Wealth Advisors | Manhatten Beach | CA | 05/2018 | 04/2020 |
| The Retirement Income Group Llc | Playa Del Rey | CA | 04/2020 | Present |
| Focus 1 Advisors | Torrance | CA | 02/2018 | 09/2018 |
| Brookstone Wealth Advisors | Wheaton | IL | 12/2022 | Present |
STEVEN L. FLOYD, Inc. aka Steven Floyd; INVESTMENT RELATED; 8601 FALMOUTH AVE. #410, CA 90293; ANNUITIES, INSURANCE AND TAX PLANNING/PREPARATION; OWNER; STARTED 12/2009; 15 HOURS/MONTH DEVOTED; 15 HOURS/MONTH DEVOTED DURING SECURITIES TRADING HOURS; SALE OF ANNUITIES AND INSURANCE AND ALSO PROVIDE TAX PLANNING/PREPARATION.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2001-09-06 |
| S63 | Uniform Securities Agent State Law Examination | 1999-01-21 |
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