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Current Employers
Brookstone Wealth Advisors, Llc

1745 S Naperville Rd Suite 200, Wheaton, IL 60189 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2022-12-13
LA RA APPROVED 2022-12-13
NC RA APPROVED 2022-12-13
TX RA APPROVED 2022-12-13
  • CA RA
    APPROVED
    Since 2022-12-13
  • LA RA
    APPROVED
    Since 2022-12-13
  • NC RA
    APPROVED
    Since 2022-12-13
  • TX RA
    APPROVED
    Since 2022-12-13

Branch Locations

400 Continental Blvd 6Th Fl, El Segundo, CA 90245 • United States

1745 S Naperville Rd Suite 200, Wheaton, IL 60189 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Floyd Financial Services Torrance CA 01/1997 05/2019
Steven L. Floyd, Inc. Aka Steven Floyd Torrance CA 12/2009 Present
Focus 1 Advisors Torrance CA 05/2013 12/2017
Retirement Wealth Advisors Manhatten Beach CA 05/2018 04/2020
The Retirement Income Group Llc Playa Del Rey CA 04/2020 Present
Focus 1 Advisors Torrance CA 02/2018 09/2018
Brookstone Wealth Advisors Wheaton IL 12/2022 Present
  • 01/1997 → 05/2019
    Floyd Financial Services
    Torrance, CA
  • 12/2009 → Present
    Steven L. Floyd, Inc. Aka Steven Floyd
    Torrance, CA
  • 05/2013 → 12/2017
    Focus 1 Advisors
    Torrance, CA
  • 05/2018 → 04/2020
    Retirement Wealth Advisors
    Manhatten Beach, CA
  • 04/2020 → Present
    The Retirement Income Group Llc
    Playa Del Rey, CA
  • 02/2018 → 09/2018
    Focus 1 Advisors
    Torrance, CA
  • 12/2022 → Present
    Brookstone Wealth Advisors
    Wheaton, IL
Previous Registrations
  • 2020-05-01 → 2023-08-25
    The Retirement Income Group Llc
    Playa Del Rey, CA
  • 2022-07-01 → 2022-07-25
    Dallas, TX
    Playa Del Rey, CA
  • 2018-05-29 → 2020-05-01
    Manhatten Beach, CA
    Los Angeles, CA
    Playa Del Ray, CA
    El Segundo, CA
    Los Angeles, CA
  • 2018-02-01 → 2018-09-12
    Focus1Advisors
    Manhattan Beach, CA
    Torrance, CA
    Manhattan Beach, CA
  • 2013-05-01 → 2017-12-31
    Focus1Advisors
    Manhattan Beach, CA
    Manhattan Beach, CA
  • 2010-08-26 → 2013-05-02
    Torrance, CA
  • 2007-03-05 → 2011-01-01
    Benchmark Capital Advisors Inc
    Torrance, CA
  • 2005-05-05 → 2007-01-08
    Orange, CA
  • 2005-01-26 → 2005-05-11
    Brookstreet Securities Corporation
    El Segundo, CA
  • 2004-05-11 → 2005-01-03
    Torrance, CA
  • 2003-11-19 → 2004-12-31
    Apd Financial
    Torrance, CA
Other Businesses

STEVEN L. FLOYD, Inc. aka Steven Floyd; INVESTMENT RELATED; 8601 FALMOUTH AVE. #410, CA 90293; ANNUITIES, INSURANCE AND TAX PLANNING/PREPARATION; OWNER; STARTED 12/2009; 15 HOURS/MONTH DEVOTED; 15 HOURS/MONTH DEVOTED DURING SECURITIES TRADING HOURS; SALE OF ANNUITIES AND INSURANCE AND ALSO PROVIDE TAX PLANNING/PREPARATION.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2001-09-06
S63 Uniform Securities Agent State Law Examination 1999-01-21
  • S66 Uniform Combined State Law Examination
    2001-09-06
  • S63 Uniform Securities Agent State Law Examination
    1999-01-21
Other Names
  • Steve Floyd

View on SEC IAPD

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