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Current Employers
Stratos Wealth Partners, Ltd

3750 Park East Dr Ste 200, Beachwood, OH 44122 • United States

Current Registrations

AuthorityCategoryStatusDate
OH RA APPROVED 2021-07-19
TX RA APPROVED 2021-07-19
  • OH RA
    APPROVED
    Since 2021-07-19
  • TX RA
    APPROVED
    Since 2021-07-19

Branch Locations

35 River Street, Chagrin Falls, OH 44022 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Charter Steel Cleveland OH 05/2015 05/2017
University Of Akron Akron OH 08/2013 05/2017
Lpl Financial Llc Chagrin Falls OH 05/2017 Present
Hrz Management Beachwood OH 06/2017 01/2018
Stratos Wealth Partners, Ltd Chagrin Falls OH 07/2021 Present
  • 05/2015 → 05/2017
    Charter Steel
    Cleveland, OH
  • 08/2013 → 05/2017
    University Of Akron
    Akron, OH
  • 05/2017 → Present
    Lpl Financial Llc
    Chagrin Falls, OH
  • 06/2017 → 01/2018
    Hrz Management
    Beachwood, OH
  • 07/2021 → Present
    Chagrin Falls, OH
Other Businesses

1) 5/30/2017 - LPL Financial, LLC (Registered Representative) - Investment Related - At Reported Business Location (s) - 100% time spent between LPL Financial, LLC and Stratos Wealth Partners, Ltd. 2) 02/15/2018 - Stratos Wealth Partners, Ltd. - DBA for LPL Business (entity for LPL business) - inv rel - at reported business location(s) - start: 02/18. 3) 10/9/2018 - Stratos Wealth Partners, LTD. - Investment Related - At Reported Business Location(s) - Registered Investment Advisor Hybrid - Licensed Admin. Started 02/13/2018 - 160 Hours Per Month/8 Hours During Securities Trading - Time Spent 100% - I provide administrative support to Stratos Wealth Partners, LTD., an independent investment advisor firm. I started this business activity in 02/2018. I expect to spend approximately 160 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2018-06-04
  • S66 Uniform Combined State Law Examination
    2018-06-04
Designations

View on SEC IAPD

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