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3750 Park East Dr Ste 200, Beachwood, OH 44122 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| LA | RA | APPROVED | 2016-03-09 |
| TX | RA | APPROVED_RES | 2014-04-28 |
| OH | RA | APPROVED | 2010-08-13 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Lpl Financial, Llc | Chagrin Falls | OH | 02/2009 | Present |
| Stratos Wealth Partners, Ltd | Chagrin Falls | OH | 08/2010 | Present |
1. 02/02/2009: STRATOS WEALTH PARTNERS, LTD. - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business). 2. 02/02/2009 - LPL Financial, LLC (Registered Representative) - Investment Related - At Reported Business Location (s) - 100% time spent between LPL Financial, LLC and Stratos Wealth Partners, Ltd. 3. 8/12/2010 - Stratos Wealth Partners, Ltd - Investment Related - At Reported Business Location(s) - Registered Investment Advisor - Start Date: 2/2009 - Time Spent 100% - I provide investment advisory services through Stratos Wealth Partners, Ltd, an independent investment advisor firm. I started this business activity in 2/2009. I expect to spend approximately 160 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial. 4. 7/7/2016: HRZ Management LLC - Investment Related - At Reported Business Location(s) - Business Entity For Tax/Investment Purposes Only - Start 07/01/2016 - 2 Hours Per Month During Securities Trading - The entity will be used to aggregate joint commissions/fees from shared business so that expenses related to our practices can be paid. 5. 6/17/2019 - Wealth Advocate Group LLC - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Start Date: 06/13/2019 - 5 Hours Per Month/5 Hours During Securities Trading. 6. 6/19/2019 - Stratos Wealth Partners, LTD - DBA: (Hybrid) Wealth Advocate Group, LLC - Investment Related - At Reported Business Location(s) - Registered Investment Advisor DBA - IAR - Start Date: 06/13/2019 - 5 Hours Per Month/5 Hours During Securities Trading 7. 08/28/2023 - C Life Holdings - Real Estate Rental - Investment Related - Cleveland Heights, OH - Start Date 03/01/2021 - 1 Hour Per Month/ 0 Hours During Trading 8. 07/05/2024 - C Life Holdings - Real Estate Rental - Investment Related - Crest Road, Cleveland Heights, OH - Start Date 03/01/2021 - 5 Hours per Month/ 0 Hours During Trading
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 2007-09-28 |
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