Kurt Richard Ringenbach

Employer firm

Stratos Wealth Partners, Ltd CRD 153184

$18.6B regulatory AUM 376 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 03/2011 → Present
  Lpl Financial Llc
  Beachwood, OH
• 10/2011 → Present
  Stratos Wealth Partners, Ltd
  Beachwood, OH

Previous Registrations

• 2006-09-19 → 2011-03-24
  Cetera Wealth Services, Llc
  Cleveland Heights, OH
• 2006-06-05 → 2006-08-07
  Osaic Fa, Inc.
  Orange Village, OH

Other Businesses

1. 3/24/2011 - LPL Financial, LLC (Registered Representative) - Investment Related - At Reported Business Location (s) - 100% time spent between LPL Financial, LLC and Stratos Wealth Partners, Ltd. 2. 11/11/2011 - Stratos Wealth Partners, Ltd - Investment Related - At Reported Business Location(s) - Registered Investment Advisor - Start Date: 10/2011 - Time Spent 100% - I provide investment advisory services through Stratos Wealth Partners LTD, an independent investment advisor firm. I started this business activity in 10/2011. I expect to spend approximately 160 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial. 3. 11/22/2011: STRATOS WEALTH PARTNERS, LTD - INVESTMENT RELATED - AT REPORTED BUSINESS LOCATION(S) - DBA for LPL Business (entity for LPL business) - 100% OF TIME SPENT. 4. 8/21/2015: RINGENBACH FINANCIAL PARTNERS, LLC - INVESTMENT RELATED - AT REPORTED BUSINESS LOCATION(S) - BUSINESS ENTITY FOR TAX/INVESTMENT PURPOSES ONLY - STARTED 01/01/2008 - 0 HOURS PER MONTH - FEES AND COMMISSIONS ARE DEPOSIT TO THIS ENTITY FOR TAX AND REPORTING. 5. 8/25/2015: NO BUSINESS NAME - INVESTMENT RELATED - AT REPORTED BUSINESS LOCATION(S) - NON-VARIABLE INSURANCE - STARTED 03/31/2011 - 4 HOURS PER MONTH DURING SECURITIES TRADING - FIXED LIFE INSURANCE PRODUCTS, LTD AND LTC THROUGH LOCAL GENERAL AGENTS. 6. 11/28/2016: HRZ Management - Investment Related - At Reported Business Location(s) - Business Entity For Tax/Investment Purposes Only - Started 04/01/2016 - 2 Hours Per Month During Securities Trading.

Exams

• S65 Uniform Investment Adviser Law Examination
  1996-12-16
• S63 Uniform Securities Agent State Law Examination
  1996-07-15

Designations

• Certified Financial Planner