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Carissa Brooke Hatley

Equitable Advisors, LLC

New York, NY

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Current Employers
Equitable Advisors, Llc

1345 Avenue Of The Americas, New York, NY 10105 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2021-04-12
TX RA APPROVED 2018-10-09
  • NY RA
    APPROVED
    Since 2021-04-12
  • TX RA
    APPROVED
    Since 2018-10-09

Branch Locations

1290 Avenue Of The Americas 4Th Fl, New York, NY 10104 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Cypress-Fairbanks Isd Houston TX 08/2015 05/2017
Unemployed Houston TX 05/2017 07/2017
Axa Advisors, Llc. New York NY 07/2017 06/2020
Equitable Advisors, Llc New York NY 07/2017 Present
  • 08/2015 → 05/2017
    Cypress-Fairbanks Isd
    Houston, TX
  • 05/2017 → 07/2017
    Unemployed
    Houston, TX
  • 07/2017 → 06/2020
    Axa Advisors, Llc.
    New York, NY
  • 07/2017 → Present
    Equitable Advisors, Llc
    New York, NY
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2017-10-04
  • S66 Uniform Combined State Law Examination
    2017-10-04
Other Names
  • Carissa Hatley

View on SEC IAPD

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Other Offices

ISLET MANAGEMENT, LP · NEW YORK, NY
P2 CAPITAL PARTNERS, LLC · NEW YORK, NY
KINYAN CAPITAL MANAGEMENT LLC · NEW YORK, NY
BRIGHTSPIRE CAPITAL ADVISORS, LLC · NEW YORK, NY
ACORN ADVISORY CAPITAL, L.P. · NEW YORK, NY
COMPASS GROUP LLC · NEW YORK, NY
CRESTVIEW PARTNERS · NEW YORK, NY
LEEDS EQUITY PARTNERS · NEW YORK, NY

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