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Current Employers
Rbc Rochdale, Llc

400 Park Avenue 10Th Floor, New York, NY 10022 • United States

Current Registrations

AuthorityCategoryStatusDate
NJ RA APPROVED 2023-07-24
NY RA APPROVED 2022-12-06
  • NJ RA
    APPROVED
    Since 2023-07-24
  • NY RA
    APPROVED
    Since 2022-12-06

Branch Locations

400 Park Avenue 10Th Floor, New York, NY 10022 • United States

400 Park Avenue, New York, NY 10022 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wilmington Capital Securities, Llc New York NY 05/2017 06/2018
Alpha Capital Holdings Inc. New York NY 12/2016 04/2017
Brainreserve Inc. New York NY 05/2016 12/2016
Fordham University New York NY 07/2015 12/2016
Aeon Capital Inc. Middletown NJ 06/2018 09/2019
Merrill Lynch, Pierce, Fenner & Smith Incorporated New York NY 09/2019 09/2021
Bank Of America, N.A. New York NY 09/2021 11/2022
Cnr Securities, Llc New York NY 11/2022 Present
  • 05/2017 → 06/2018
    Wilmington Capital Securities, Llc
    New York, NY
  • 12/2016 → 04/2017
    Alpha Capital Holdings Inc.
    New York, NY
  • 05/2016 → 12/2016
    Brainreserve Inc.
    New York, NY
  • 07/2015 → 12/2016
    Fordham University
    New York, NY
  • 06/2018 → 09/2019
    Aeon Capital Inc.
    Middletown, NJ
  • 09/2019 → 09/2021
    New York, NY
  • 09/2021 → 11/2022
    Bank Of America, N.A.
    New York, NY
  • 11/2022 → Present
    Cnr Securities, Llc
    New York, NY
Previous Registrations
Other Businesses

I am a Member of Eurena Holdings LLC, an entity formed by my spouse and myself on 8/8/2022 for the sole purpose of owning real estate investments in the future (it is investment-related). Currently this entity does not own any asset. Entity address: 123 Washington Street Apt 2R, Hoboken, NJ 07030 Approximate number of hours per months devoted to this business will be less than 10 hours and none will be devoted during securities trading hours. My responsibilities include sourcing deals and signing checks.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2018-01-03
  • S66 Uniform Combined State Law Examination
    2018-01-03
Other Names
  • Alfred Zhou

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