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Emma Virginia Carey

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Flemington, NJ

High Bridge, NJ

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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
NJ RA APPROVED 2025-09-08
CA RA APPROVED 2025-08-29
TX RA APPROVED_RES 2025-08-29
  • NJ RA
    APPROVED
    Since 2025-09-08
  • CA RA
    APPROVED
    Since 2025-08-29
  • TX RA
    APPROVED_RES
    Since 2025-08-29

Branch Locations

200 State Route 31, Flemington, NJ 08822 • United States

High Bridge, NJ • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ubs Financial Services Century City CA 06/2017 08/2025
Pactolus Private Wealth Management Mclean VA 07/2015 06/2017
Merrill Lynch, Pierce, Fenner & Smith Incorporated Flemington NJ 08/2025 Present
Bank Of America, N.A. Flemington NJ 09/2025 Present
  • 06/2017 → 08/2025
    Ubs Financial Services
    Century City, CA
  • 07/2015 → 06/2017
    Pactolus Private Wealth Management
    Mclean, VA
  • 08/2025 → Present
    Merrill Lynch, Pierce, Fenner & Smith Incorporated
    Flemington, NJ
  • 09/2025 → Present
    Bank Of America, N.A.
    Flemington, NJ
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2018-05-11
  • S66 Uniform Combined State Law Examination
    2018-05-11
Other Names
  • Emma Virginia Courtney

View on SEC IAPD

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Other Offices

MORGAN STANLEY · Flemington, NJ
CETERA INVESTMENT ADVISERS LLC · FLEMINGTON, NJ
J.P. MORGAN SECURITIES LLC · FLEMINGTON, NJ
EDWARD JONES · FLEMINGTON, NJ
AMERIPRISE FINANCIAL SERVICES, LLC · FLEMINGTON, NJ
RAND FINANCIAL PLANNING, LLC · FLEMINGTON, NJ
ARTEMIS WEALTH ADVISORS · FLEMINGTON, NJ
PRIVATE ADVISOR GROUP, LLC · Flemington, NJ

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