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Current Employers
Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2019-04-18
  • TX RA
    APPROVED
    Since 2019-04-18

Branch Locations

911 W Loop 281 Ste 113, Longview, TX 75604 • United States

Longview, TX • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien Yes
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Edward Jones St Louis MO 06/2017 02/2019
The Simcox Law Firm, P.L.L.C. Longview TX 09/2008 06/2017
Ameriprise Financial Services, Inc. Longview TX 04/2019 03/2020
Ameriprise Financial Services, Llc Longview TX 03/2020 Present
  • 06/2017 → 02/2019
    St Louis, MO
  • 09/2008 → 06/2017
    The Simcox Law Firm, P.L.L.C.
    Longview, TX
  • 04/2019 → 03/2020
    Ameriprise Financial Services, Inc.
    Longview, TX
  • 03/2020 → Present
    Longview, TX
Previous Registrations
  • 2017-08-14 → 2019-02-28
    Longview, TX
    Longview, TX
    St Louis, MO
    Longview, TX
    Longview, TX
Other Businesses

Business Ownership; TWP Operations, LLC; Co-owner; Manage Ameriprise Business; 911 W Loop 281, Ste 113, , Longview, TX, 75604; Investment-Related; 01/01/2025; 60 hours per month; 60 during trading hours / Law Office of Matthew K. Simcox; Legal Services; Legal Services; 1904 Sunshine Sq.Longview, Texas 75601, , Longview, TX, 75601; Not Investment-Related; 06/03/2019; 10 to 19 hours per month; 0 during trading hours. Board of Directors; Jericho Road Ministries; Board Member; 25 FRJ Dr., , Longview, TX, 75602; Not Investment-Related; 04/15/2024; 1 to 9 hours per month; 1 to 9 during trading hours. Outside Employment; TWP Operations, LLC; Co-owner; Manage advisory business; 911 W Loop 281, Ste 113, , Longview, TX, 75604; Investment-Related; 01/01/2025; 60 hours per month; 60 during trading hours.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2017-08-12
  • S66 Uniform Combined State Law Examination
    2017-08-12

View on SEC IAPD

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