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200 Vesey St., New York, NY 10281 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2025-12-09 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Lufkin | TX | 05/2017 | 08/2022 |
| Lee Transervices | Lufkin | TX | 01/2010 | 05/2017 |
| Sanctuary Securities, Inc. | Diboll | TX | 08/2022 | 11/2025 |
| Sanctuary Advisors, Llc | Diboll | TX | 08/2022 | 11/2025 |
| Rbc Capital Markets Llc | Frisco | TX | 12/2025 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2018-12-31 |
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