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377 Oak Street Suite 203, Garden City, NY 11530 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2023-10-20 |
Branch Locations
377 Oak Street Suite 203, Garden City, NY 11530 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| U.S. Trust, Bank Of America | New York | NY | 06/2011 | 07/2017 |
| Citibank | New York | NY | 07/2017 | 09/2021 |
| Jpmorgan Chase Bank Na | New York | NY | 09/2021 | 09/2023 |
| Jpmorgan Securities Llc | New York | NY | 09/2021 | 09/2023 |
| Castfirm Advisors Llc | Rockville Centre | NY | 05/2023 | Present |
Castfirm P.C.; whether the business is investment-related: NO- Estate Planning; the address of the other business: (377 Oak Street, Suite 203,k Garden City, NY 11530); the nature of the other business: Solo practice law firm; your position: James V Rudolph Attorney; title, or relationship with the other business;(Partner and Founder); the start date of your relationship; 10/15/2023; the approximate number of hours/month you devote to the other business; 20 hours; the number of hours you devote to the other business during securities trading hours 0 hours
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2017-09-08 |
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