James V Rudolph

Employer firm

Castfirm Advisors LLC CRD 327519

$30.0M regulatory AUM 1 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 06/2011 → 07/2017
  U.S. Trust, Bank Of America
  New York, NY
• 07/2017 → 09/2021
  Citibank
  New York, NY
• 09/2021 → 09/2023
  Jpmorgan Chase Bank Na
  New York, NY
• 09/2021 → 09/2023
  Jpmorgan Securities Llc
  New York, NY
• 05/2023 → Present
  Castfirm Advisors Llc
  Rockville Centre, NY

Previous Registrations

• 2021-09-29 → 2023-09-12
  J.P. Morgan Securities Llc
  New York, NY
• 2017-09-13 → 2021-09-17
  Citigroup Global Markets Inc.
  New York, NY

Other Businesses

Castfirm P.C.; whether the business is investment-related: NO- Estate Planning; the address of the other business: (377 Oak Street, Suite 203,k Garden City, NY 11530); the nature of the other business: Solo practice law firm; your position: James V Rudolph Attorney; title, or relationship with the other business;(Partner and Founder); the start date of your relationship; 10/15/2023; the approximate number of hours/month you devote to the other business; 20 hours; the number of hours you devote to the other business during securities trading hours 0 hours

Exams

• S66 Uniform Combined State Law Examination
  2017-09-08

Other Names

• James Vincent Rudolph
• James V. Rudolph