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James V Rudolph

Castfirm Advisors LLC

Garden City, NY

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Current Employers
Castfirm Advisors Llc

377 Oak Street Suite 203, Garden City, NY 11530 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2023-10-20
  • NY RA
    APPROVED
    Since 2023-10-20

Branch Locations

377 Oak Street Suite 203, Garden City, NY 11530 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
U.S. Trust, Bank Of America New York NY 06/2011 07/2017
Citibank New York NY 07/2017 09/2021
Jpmorgan Chase Bank Na New York NY 09/2021 09/2023
Jpmorgan Securities Llc New York NY 09/2021 09/2023
Castfirm Advisors Llc Rockville Centre NY 05/2023 Present
  • 06/2011 → 07/2017
    U.S. Trust, Bank Of America
    New York, NY
  • 07/2017 → 09/2021
    Citibank
    New York, NY
  • 09/2021 → 09/2023
    Jpmorgan Chase Bank Na
    New York, NY
  • 09/2021 → 09/2023
    Jpmorgan Securities Llc
    New York, NY
  • 05/2023 → Present
    Rockville Centre, NY
Previous Registrations
Other Businesses

Castfirm P.C.; whether the business is investment-related: NO- Estate Planning; the address of the other business: (377 Oak Street, Suite 203,k Garden City, NY 11530); the nature of the other business: Solo practice law firm; your position: James V Rudolph Attorney; title, or relationship with the other business;(Partner and Founder); the start date of your relationship; 10/15/2023; the approximate number of hours/month you devote to the other business; 20 hours; the number of hours you devote to the other business during securities trading hours 0 hours

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2017-09-08
  • S66 Uniform Combined State Law Examination
    2017-09-08
Other Names
  • James Vincent Rudolph
  • James V. Rudolph

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