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Current Employers
Citizens Securities, Inc.

One Citizens Bank Way Jcb135, Johnston, RI 02919 • United States

Current Registrations

AuthorityCategoryStatusDate
RI RA APPROVED 2025-08-26
AZ RA APPROVED 2025-07-08
FL RA APPROVED 2025-06-25
NV RA APPROVED 2025-06-25
NM RA APPROVED 2025-06-25
CA RA APPROVED 2025-06-24
CO RA APPROVED 2025-06-24
CT RA APPROVED 2025-06-24
DE RA APPROVED 2025-06-24
IL RA APPROVED 2025-06-24
MI RA APPROVED 2025-06-24
NH RA APPROVED 2025-06-24
NJ RA APPROVED 2025-06-24
NY RA APPROVED 2025-06-24
NC RA APPROVED 2025-06-24
OR RA APPROVED 2025-06-24
PA RA APPROVED 2025-06-24
TX RA APPROVED 2025-06-24
WA RA APPROVED 2025-06-24
  • RI RA
    APPROVED
    Since 2025-08-26
  • AZ RA
    APPROVED
    Since 2025-07-08
  • FL RA
    APPROVED
    Since 2025-06-25
  • NV RA
    APPROVED
    Since 2025-06-25
  • NM RA
    APPROVED
    Since 2025-06-25
  • CA RA
    APPROVED
    Since 2025-06-24
  • CO RA
    APPROVED
    Since 2025-06-24
  • CT RA
    APPROVED
    Since 2025-06-24
  • DE RA
    APPROVED
    Since 2025-06-24
  • IL RA
    APPROVED
    Since 2025-06-24
  • MI RA
    APPROVED
    Since 2025-06-24
  • NH RA
    APPROVED
    Since 2025-06-24
  • NJ RA
    APPROVED
    Since 2025-06-24
  • NY RA
    APPROVED
    Since 2025-06-24
  • NC RA
    APPROVED
    Since 2025-06-24
  • OR RA
    APPROVED
    Since 2025-06-24
  • PA RA
    APPROVED
    Since 2025-06-24
  • TX RA
    APPROVED
    Since 2025-06-24
  • WA RA
    APPROVED
    Since 2025-06-24

Branch Locations

1301 Avenue Of The Americas, 2Nd Floor, New York, NY 10019 • United States

One Lincoln Center 110 W Fayette St. Ste 1230, Ms: *Nys100, Syracuse, NY 13202 • United States

Citizens Private Wealth

520 White Plains Road 3Rd Floor, Tarrytown, NY 10591 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2025-07-15
  • NY RA
    APPROVED
    Since 2025-07-15

Branch Locations

1301 Avenue Of The Americas, New York, NY 10019 • United States

520 White Plains Road 3Rd Floor, Tarrytown, NY 10591 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Hsbc Bank Usa Na New York NY 07/2017 10/2018
Hsbc Securities Usa Inc New York NY 09/2017 10/2018
Hsbc Bank New York NY 06/2016 12/2016
Fairfield University Fairfield CT 09/2016 05/2017
Hsbc Bank Usa N.A. New York NY 10/2018 03/2022
Hsbc Securities (Usa) Inc. New York NY 10/2018 03/2022
Signature Securities Group New York NY 04/2022 04/2023
Flagstar Advisors/Flagstar Bank New York NY 04/2023 06/2025
Citizens Bank New York NY 06/2025 Present
Citizens Securities, Inc. New York NY 06/2025 Present
Citizens Private Wealth New York NY 07/2025 Present
  • 07/2017 → 10/2018
    Hsbc Bank Usa Na
    New York, NY
  • 09/2017 → 10/2018
    Hsbc Securities Usa Inc
    New York, NY
  • 06/2016 → 12/2016
    Hsbc Bank
    New York, NY
  • 09/2016 → 05/2017
    Fairfield University
    Fairfield, CT
  • 10/2018 → 03/2022
    Hsbc Bank Usa N.A.
    New York, NY
  • 10/2018 → 03/2022
    Hsbc Securities (Usa) Inc.
    New York, NY
  • 04/2022 → 04/2023
    Signature Securities Group
    New York, NY
  • 04/2023 → 06/2025
    Flagstar Advisors/Flagstar Bank
    New York, NY
  • 06/2025 → Present
    Citizens Bank
    New York, NY
  • 06/2025 → Present
    New York, NY
  • 07/2025 → Present
    New York, NY
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2024-03-25
S63 Uniform Securities Agent State Law Examination 2017-11-20
  • S66 Uniform Combined State Law Examination
    2024-03-25
  • S63 Uniform Securities Agent State Law Examination
    2017-11-20
Other Names
  • Jonathan Lucente

View on SEC IAPD

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