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One Citizens Bank Way Jcb135, Johnston, RI 02919 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| RI | RA | APPROVED | 2025-08-26 |
| AZ | RA | APPROVED | 2025-07-08 |
| FL | RA | APPROVED | 2025-06-25 |
| NV | RA | APPROVED | 2025-06-25 |
| NM | RA | APPROVED | 2025-06-25 |
| CA | RA | APPROVED | 2025-06-24 |
| CO | RA | APPROVED | 2025-06-24 |
| CT | RA | APPROVED | 2025-06-24 |
| DE | RA | APPROVED | 2025-06-24 |
| IL | RA | APPROVED | 2025-06-24 |
| MI | RA | APPROVED | 2025-06-24 |
| NH | RA | APPROVED | 2025-06-24 |
| NJ | RA | APPROVED | 2025-06-24 |
| NY | RA | APPROVED | 2025-06-24 |
| NC | RA | APPROVED | 2025-06-24 |
| OR | RA | APPROVED | 2025-06-24 |
| PA | RA | APPROVED | 2025-06-24 |
| TX | RA | APPROVED | 2025-06-24 |
| WA | RA | APPROVED | 2025-06-24 |
Branch Locations
1301 Avenue Of The Americas, 2Nd Floor, New York, NY 10019 • United States
One Lincoln Center 110 W Fayette St. Ste 1230, Ms: *Nys100, Syracuse, NY 13202 • United States
520 White Plains Road 3Rd Floor, Tarrytown, NY 10591 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2025-07-15 |
Branch Locations
1301 Avenue Of The Americas, New York, NY 10019 • United States
520 White Plains Road 3Rd Floor, Tarrytown, NY 10591 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Hsbc Bank Usa Na | New York | NY | 07/2017 | 10/2018 |
| Hsbc Securities Usa Inc | New York | NY | 09/2017 | 10/2018 |
| Hsbc Bank | New York | NY | 06/2016 | 12/2016 |
| Fairfield University | Fairfield | CT | 09/2016 | 05/2017 |
| Hsbc Bank Usa N.A. | New York | NY | 10/2018 | 03/2022 |
| Hsbc Securities (Usa) Inc. | New York | NY | 10/2018 | 03/2022 |
| Signature Securities Group | New York | NY | 04/2022 | 04/2023 |
| Flagstar Advisors/Flagstar Bank | New York | NY | 04/2023 | 06/2025 |
| Citizens Bank | New York | NY | 06/2025 | Present |
| Citizens Securities, Inc. | New York | NY | 06/2025 | Present |
| Citizens Private Wealth | New York | NY | 07/2025 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2024-03-25 |
| S63 | Uniform Securities Agent State Law Examination | 2017-11-20 |
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