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Matthew Bateman Shaw

Ameriprise Financial Services, LLC

Houston, TX

Katy, TX

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Current Employers
Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2017-08-22
  • TX RA
    APPROVED
    Since 2017-08-22

Branch Locations

11 Greenway Plz Ste 3000, Houston, TX 77046-1104 • United States

Katy, TX • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
The Mitchell Group Houston TX 02/2011 05/2017
Ameriprise Financial Services, Inc. Houston TX 05/2017 03/2020
Ameriprise Financial Services, Llc Houston TX 03/2020 Present
  • 02/2011 → 05/2017
    The Mitchell Group
    Houston, TX
  • 05/2017 → 03/2020
    Ameriprise Financial Services, Inc.
    Houston, TX
  • 03/2020 → Present
    Ameriprise Financial Services, Llc
    Houston, TX
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2017-07-19
  • S66 Uniform Combined State Law Examination
    2017-07-19
Other Names
  • Matthew Batememan Shaw

View on SEC IAPD

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