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One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2026-05-22 |
| NY | RA | APPROVED | 2026-05-06 |
Branch Locations
280 Park Ave 27Th & 29Th Fls, New York, NY 10017 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Stuart Frankel & Co., Inc. | New York | NY | 07/2019 | 03/2026 |
| Adams & Company Llc | New York | NY | 06/2018 | 08/2018 |
| Cantor Fitzgerald | New York | NY | 06/2017 | 08/2017 |
| University Of Michigan | Ann Arbor | MI | 09/2015 | 05/2019 |
| Wells Fargo Clearing Services, Llc | New York | NY | 03/2026 | Present |
Registered Rep/ Applicant provides support services to Inside 11 Wall Street, located at 60 Cutter Mill Rd, Great Neck, NY. 11021. Inside 11 Wall Street (not an investment related business) produces a newsletter and does corporate outreach. The Applicant devotes minimum hours a week (approx. 3 hrs. per week) to this business during securities trading hours, not impacting his responsibilities at Stuart Frankel & Co., Inc.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2026-05-06 |
| S63 | Uniform Securities Agent State Law Examination | 2019-10-11 |
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