Michael Peter Hanifin

Employer firm

Ubs Financial Services Inc. CRD 8174

$916B regulatory AUM 18,245 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Periodicals / newsletters

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 06/2017 → 12/2017
  The Vanguard Group, Inc.
  Malvern, PA
• 08/2013 → 05/2017
  University Of Scranton
  Scranton, PA
• 12/2017 → 12/2019
  West Chester Area Ymca
  West Chester, PA
• 11/2019 → 06/2020
  Axa Advisors, Llc
  New York, NY
• 11/2019 → 03/2021
  Equitable Advisors, Llc
  New York, NY
• 03/2021 → 11/2025
  Jpmorgan Chase Bank Na
  White Plains, NY
• 03/2021 → 11/2025
  Jpmorgan Securities Llc
  White Plains, NY
• 12/2019 → 03/2021
  Equitable Financial Life Insurance Co.
  New York, NY
• 11/2025 → Present
  Ubs Financial Services Inc.
  New York, NY

Previous Registrations

• 2021-03-26 → 2025-11-23
  J.P. Morgan Securities Llc
  White Plains, NY
  Port Chester, NY
• 2020-03-09 → 2021-03-18
  Equitable Advisors, Llc
  Saddle Brook, NJ

Exams

• S66 Uniform Combined State Law Examination
  2020-03-09
• S63 Uniform Securities Agent State Law Examination
  2017-07-17

Other Names

• Mike Hanifin
• Michael Hanifin
• Michael Peter Hanifin
• Michael Peter Hanifin