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Michael Peter Hanifin

Ubs Financial Services Inc.

New York, NY

Port Chester, NY

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Current Employers
Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2025-12-15
  • NY RA
    APPROVED
    Since 2025-12-15

Branch Locations

1285 Avenue Of The Americas 15 Thru 18Th Floors, New York, NY 10019 • United States

Port Chester, NY • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
The Vanguard Group, Inc. Malvern PA 06/2017 12/2017
University Of Scranton Scranton PA 08/2013 05/2017
West Chester Area Ymca West Chester PA 12/2017 12/2019
Axa Advisors, Llc New York NY 11/2019 06/2020
Equitable Advisors, Llc New York NY 11/2019 03/2021
Jpmorgan Chase Bank Na White Plains NY 03/2021 11/2025
Jpmorgan Securities Llc White Plains NY 03/2021 11/2025
Equitable Financial Life Insurance Co. New York NY 12/2019 03/2021
Ubs Financial Services Inc. New York NY 11/2025 Present
  • 06/2017 → 12/2017
    The Vanguard Group, Inc.
    Malvern, PA
  • 08/2013 → 05/2017
    University Of Scranton
    Scranton, PA
  • 12/2017 → 12/2019
    West Chester Area Ymca
    West Chester, PA
  • 11/2019 → 06/2020
    Axa Advisors, Llc
    New York, NY
  • 11/2019 → 03/2021
    Equitable Advisors, Llc
    New York, NY
  • 03/2021 → 11/2025
    Jpmorgan Chase Bank Na
    White Plains, NY
  • 03/2021 → 11/2025
    Jpmorgan Securities Llc
    White Plains, NY
  • 12/2019 → 03/2021
    Equitable Financial Life Insurance Co.
    New York, NY
  • 11/2025 → Present
    Ubs Financial Services Inc.
    New York, NY
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2020-03-09
S63 Uniform Securities Agent State Law Examination 2017-07-17
  • S66 Uniform Combined State Law Examination
    2020-03-09
  • S63 Uniform Securities Agent State Law Examination
    2017-07-17
Other Names
  • Mike Hanifin
  • Michael Hanifin
  • Michael Peter Hanifin
  • Michael Peter Hanifin

View on SEC IAPD

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